Mark A. Swanson
Professional summary
Mark Antney Swanson JR, who also goes by Mark Antney Swanson Jr, Mark Antney Swanson, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Woodland Hills, California.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2015. Mark has worked at 2 firms and has passed the Series 63, Series 6TO, SIE, Series 6, Series 26 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Antney Swanson JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2025 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 6303 Owensmouth Ave - 11th Fl, Woodland Hills, CA 91367February 2, 2015 - December 2, 2020
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2025)
(5/15/2025)
Exams
Series 6TO
Date: 3/21/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
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