Amber L. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amber Lamour Jordan was a registered financial professional .
Amber is a previously registered financial professional and started their career in finance in 2015. Amber had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2016 - April 24, 2017
CAPITAL ONE ADVISORS, LLC
October 26, 2016 - April 24, 2017
CAPITAL ONE INVESTING, LLC
April 10, 2015 - September 1, 2015
WELLS FARGO CLEARING SERVICES, LLC
April 10, 2015 - September 1, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 23, 2015 - March 25, 2015
EDWARD JONES
February 2, 2015 - March 25, 2015
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
