Kara L. Szafraniec
Professional summary
Kara Louise Szafraniec, who also goes by Kara Louise Kavanaugh, is a registered financial professional currently at MARSHBERRY CAPITAL, LLC. located in Plano, Texas.
Kara is registered as a RR (Registered Representative) and started their career in finance in 2014. Kara has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kara Louise Szafraniec's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2018 - Present
MARSHBERRY CAPITAL, LLC.
Office #1: 7160 N. Dallas Pkwy, #530, Plano, TX 75024January 5, 2015 - April 13, 2018
NORTHCOAST RESEARCH PARTNERS, LLC
December 22, 2014 - June 4, 2017
AMERICA NORTHCOAST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2021)
(4/30/2024)
(3/18/2025)
(10/30/2025)
(3/28/2025)
(9/24/2019)
(3/11/2019)
(2/19/2020)
(7/15/2019)
(3/10/2025)
Exams
Series 79TO
Date: 6/17/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MARSHBERRY CAPITAL, LLC.
CRD#: 157384 / SEC#: , 8-68848
Contact information
FINRA licenses (45 States and Territories)
Documents
Red Flags
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Company Information
MARSHBERRY CAPITAL, LLC.
CRD#: 157384Plano, TX 75024TRUST BUT VERIFY
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