Alexander E. Watson
Professional summary
Alexander Ernest Watson is a registered financial professional currently at LOCKTON INVESTMENT SECURITIES, LLC located in Denver, Colorado.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2014. Alexander has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Ernest Watson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2023 - Present
LOCKTON INVESTMENT SECURITIES, LLC
Office #1: 8110 E Union Suite 100, Denver, CO 80237September 8, 2016 - April 25, 2023
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 29, 2015 - September 14, 2016
NATIONWIDE SECURITIES, LLC
December 2, 2014 - January 30, 2015
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2023)
(6/5/2023)
Exams
FINRA
Current Firm
LOCKTON INVESTMENT SECURITIES, LLC
CRD#: 137476 / SEC#: , 8-67090
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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