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Christopher Matthew Wise

Christopher Matthew Wise

CFP®
MUTUAL ADVISORS
Kingwood, TX
·CRD# 6418346·11 years experience

Professional Summary

Christopher Matthew Wise, CFP® is a registered financial advisor currently at MUTUAL ADVISORS, LLC located in Kingwood, Texas and MUTUAL SECURITIES, INC. located in Kingwood, Texas. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2018

Years of Experience

11 years in the financial services industry

Current & Past Employments

MUTUAL ADVISORS, LLC·CRD# 167658
RIA
1. 1801 Kingwood Dr Ste 160, Kingwood, TX 773392. Houston, TX
April 22, 2019 - Present
MUTUAL SECURITIES, INC.·CRD# 13092
BD
1801 Kingwood Dr Ste 160, Kingwood, TX 77339
April 22, 2019 - Present
FULCRUM WEALTH MANAGEMENT·CRD# 159099
RIA
Kingwood, TX
January 14, 2019 - April 25, 2019
NORTHSTAR SECURITIES, LLC·CRD# 150409
BD
Greenwood Village, CO
August 10, 2017 - May 1, 2018
CURIAN CAPITAL, LLC·CRD# 120270
RIA
Denver, CO
January 20, 2016 - March 29, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Denver, CO
January 20, 2016 - March 22, 2017
WFG ADVISORS, LP·CRD# 125073
RIA
Kingwood, TX
October 15, 2015 - January 20, 2016
WFG INVESTMENTS, INC.·CRD# 22704
BD
Kingwood, TX
July 17, 2015 - January 20, 2016

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Current Firm

MA
MUTUAL ADVISORS, LLC

21:5 WEALTH MANAGEMENT | ZEALAND WEALTH MANAGEMENT FINANCE AND INSURANCE SERVICES | ZEALAND WEALTH MANAGEMENT | YIELD ADVISORY | WISE OAK WEALTH | WISE CAPITAL PARTNERS | WINTHROP TAYLOR FINANCIAL | WILLIS ECKFELDT | WHITEHOUSE WEALTH MANAGEMENT | WEALTH PARTNERS | WEALTH MANAGEMENT STRATEGIES | W. MCKINLEY & ASSOCIATES | VISION WEALTH | TVG FINANCIAL | THE CAPITAL GROUP, LLC | THE APICAL MERISTEM COMPANY | T.R.U.E FINANCIAL GUIDES | SYNERGIST PRIVATE WEALTH | SWAIN FINANCIAL SERVICES | SULLIVAN WEALTH MANAGEMENT GROUP | STONEFORD ADVISORS | STONE & DOWN WEALTH MANAGEMENT | STILLWATER WEALTH MANAGEMENT | STERLING OAKS FINANCIAL SERVICES | SPECTRA PRIVATE WEALTH | SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE | SOUL WEALTH ADVISOR | SONDER PRIVATE WEALTH MANAGEMENT | SILVER STATE WEALTH MANAGEMENT | SIERRA INVESTMENT ADVISORS | SCHREUR FINANCIAL | SCANLON WEALTH MANAGEMENT | ROSEHILL ASSET MANAGEMENT | RESULTPOINT FINANCIAL | R. S. PETERSON FINANCIAL | PURPOSE COMPREHENSIVE WEALTH MANAGEMENT | PURPLE CLOVER WEALTH MANAGEMENT | PRIME SOLUTIONS INVESTMENTS | PRICE WEALTH MANAGEMENT | POLARIS FINANCIAL | PLANWISER FINANCIAL | PASCARELLA PLANNING GROUP | OASIS ADVISERS | NORTH COUNTRY WEALTH MANAGEMENT | NFUSE CPAITAL | NEWPORT COAST WEALTH MANAGEMENT | NANCE WEALTH MANAGEMENT | MYERS DEWITT | MUTUAL GROUP INVESTMENT SOLUTIONS | MUTUAL GROUP | MUTUAL ADVISORS, LLC DBA SIERRA INVESTMENT ADVISORS | MUTUAL ADVISORS, LLC | MUELLER WEALTH | MONUMENT INVESTMENT ADVISORS | MOLINA WEALTH MANAGEMENT | MCDONALD HARTMAN WEALTH ADVISORS | LONG TERM CAPITAL MANAGEMENT | LARSEN WEALTH STRATEGIES | LANDOR ADVISORS | KING CAPITAL MANAGEMENT | KIELY CONSULTING | IRONCLADNIL | INSIGHTFUL ADVISORY | HOSLER WEALTH MANAGEMENT | HODDER INVESTMENT ADVISORS | HAWTHORNE CAPITAL WEALTH ADVISORS | HADDAM ROAD ADVISORS | GREY FOX FINANCIAL PARTNERS | GLOBAL PORTFOLIO SOLUTIONS | GIANOTTI WEALTH ADVISORY | GAIA CAPITAL MANAGEMENT | FRONT OFFICE WEALTH STRATEGIES | FOX FINANCIAL GROUP | FINANCIAL JOURNEY PARTNERS | FAIRBANKS WEALTH MANAGEMENT | ERX WEALTH PARTNERS | DMI WEALTH MANAGEMENT SOLUTIONS | DMI WEALTH MANAGEMENT & INSURANCE SOLUTIONS | DEL REY CAPITAL MANAGEMENT | DCH WEALTH MANAGEMENT | CONTEXT WEALTH | CONNECT WEALTH | COLLOP CAPITAL | CGT WEALTH ADVISORS | CATALYST PRIVATE WEALTH | CARROLL WEALTH MANAGEMENT | CALIFORNIA RETIREMENT ADVISORS | BILTMORE ADVISORS, INC | BILTMORE ADVISORS | BEYOND FINANCIAL ADVISORS | BEYOND | BARRETT PLANNING GROUP | BAMBOO FINANCIAL ADVISORS | ALL SKY WEALTH MANAGEMENT | ADLER CAPITAL ADVISORS | ADHERENCE CAPITAL MANAGEMENT | 401 FINANCIAL

CRD#: 167658 / SEC#: 801-78089
RIA
Registered Investment Advisory firm - SEC (5/26/2013 Approved)

Contact Information

Main Address

9140 W Dodge Road Suite 230, Omaha, NE 68114

Phone Number

(307) 439-6357

# of Employees

223

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MUTUAL ADVISORS, LLC APPENDIX A WRAP BROCHURE (9/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

24,295

AUM (Assets Under Management)

$9,449,420,841

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Wise Fitness, Start Date: 12/12/2009, 2618 Royal Circle Dr., Kingwood, TX 77339, Sole Proprietorship, Personal Training, Owner/Trainer, Personal train clients at their homes, currently not actively engaged in this OBA, but you may conduct this OBA if you are available, Not Investment Related, <1 hour per month, 0 hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 06/01/2020, 1801 Kingwood Dr., Ste. 160, Kingwood TX 77339, Sole Proprietor, Insurance Agent, Owner, Using life insurance products for buy-sell agreements, key-man insurance, personal insurance, advance and estate planning, Not Investment Related, Less than 10 Hours per month, 0 Hours per day during trading hours. 3 Alive & Well, 04/17/2021, 1511 Nagle St., Houston, LLC, Music production/concerts/entertainment, Owner,Managing, networking, ticket sales, marketing, finances, and promoting what alive and well is, Not Investment Related, 10 Hours permonth, 0 Hours per day during trading hours. 4 4. Wise Capital Partners, LLC., Start Date: 03/22/2019, 1801 Kingwood Dr., Ste. 160, Kingwood, TX 77584, LLC, Admin & Operations, Owner, Entity to flow through income, expenses, payroll and tax filing, Not Investment Related, 250 Hours per month, 8 Hours per day during trading hours. 5. SBA Loan Guy, Start Date: 09/16/2024, 2219 Sawdust Rd., Ste. 903, The Woodlands, TX 77380, LLC, We will supply unwavering support and expertise as you navigate the SBA loan application process, Chief Marketing Officer, A Chief Marketing Officer (CMO) for SBA Loan Guy would focus on developing and executing marketing strategies to promote the firm's personalized SBA loan services, They would enhance brand visibility, create campaigns tailored to small business owners seeking loans, and highlight the firms, Not Investment Related, 20 Hours per month, 1 Hour per day during trading hours. 6. Wise Up Ventures, LLC., Start Date: 01/01/2025, 1511 Nagle St., Houston, TX 77003, LLC, Holding Company, Owner, My duties involve managing a holding company that serves as an ownership entity for business I have invested in, The purpose of establishing this holding company is to separate business ownership from my personal name, providing liability protection, organizational structure, and financial efficiency, This structure ensures that my investments are properly managed under a single legal entity while maintaining compliance and transparency, Investment Related, 10 Hours per month, 1 Hour per day during trading hours. 7. Tax Wisely LLC, Start Date: 02/10/2026, 1801 Kingwood Dr., Ste. 160, Kingwood, TX 77339, LLC, Managing Tax Preparation and Filing Process, Founder, Manage Tax Services and Client Tax Preparation process, Not Investment Related, 10 Hours per month, 0 Hours per day during trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MUTUAL ADVISORS, LLC

21:5 WEALTH MANAGEMENT | ZEALAND WEALTH MANAGEMENT FINANCE AND INSURANCE SERVICES | ZEALAND WEALTH MANAGEMENT | YIELD ADVISORY | WISE OAK WEALTH | WISE CAPITAL PARTNERS | WINTHROP TAYLOR FINANCIAL | WILLIS ECKFELDT | WHITEHOUSE WEALTH MANAGEMENT | WEALTH PARTNERS | WEALTH MANAGEMENT STRATEGIES | W. MCKINLEY & ASSOCIATES | VISION WEALTH | TVG FINANCIAL | THE CAPITAL GROUP, LLC | THE APICAL MERISTEM COMPANY | T.R.U.E FINANCIAL GUIDES | SYNERGIST PRIVATE WEALTH | SWAIN FINANCIAL SERVICES | SULLIVAN WEALTH MANAGEMENT GROUP | STONEFORD ADVISORS | STONE & DOWN WEALTH MANAGEMENT | STILLWATER WEALTH MANAGEMENT | STERLING OAKS FINANCIAL SERVICES | SPECTRA PRIVATE WEALTH | SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE | SOUL WEALTH ADVISOR | SONDER PRIVATE WEALTH MANAGEMENT | SILVER STATE WEALTH MANAGEMENT | SIERRA INVESTMENT ADVISORS | SCHREUR FINANCIAL | SCANLON WEALTH MANAGEMENT | ROSEHILL ASSET MANAGEMENT | RESULTPOINT FINANCIAL | R. S. PETERSON FINANCIAL | PURPOSE COMPREHENSIVE WEALTH MANAGEMENT | PURPLE CLOVER WEALTH MANAGEMENT | PRIME SOLUTIONS INVESTMENTS | PRICE WEALTH MANAGEMENT | POLARIS FINANCIAL | PLANWISER FINANCIAL | PASCARELLA PLANNING GROUP | OASIS ADVISERS | NORTH COUNTRY WEALTH MANAGEMENT | NFUSE CPAITAL | NEWPORT COAST WEALTH MANAGEMENT | NANCE WEALTH MANAGEMENT | MYERS DEWITT | MUTUAL GROUP INVESTMENT SOLUTIONS | MUTUAL GROUP | MUTUAL ADVISORS, LLC DBA SIERRA INVESTMENT ADVISORS | MUTUAL ADVISORS, LLC | MUELLER WEALTH | MONUMENT INVESTMENT ADVISORS | MOLINA WEALTH MANAGEMENT | MCDONALD HARTMAN WEALTH ADVISORS | LONG TERM CAPITAL MANAGEMENT | LARSEN WEALTH STRATEGIES | LANDOR ADVISORS | KING CAPITAL MANAGEMENT | KIELY CONSULTING | IRONCLADNIL | INSIGHTFUL ADVISORY | HOSLER WEALTH MANAGEMENT | HODDER INVESTMENT ADVISORS | HAWTHORNE CAPITAL WEALTH ADVISORS | HADDAM ROAD ADVISORS | GREY FOX FINANCIAL PARTNERS | GLOBAL PORTFOLIO SOLUTIONS | GIANOTTI WEALTH ADVISORY | GAIA CAPITAL MANAGEMENT | FRONT OFFICE WEALTH STRATEGIES | FOX FINANCIAL GROUP | FINANCIAL JOURNEY PARTNERS | FAIRBANKS WEALTH MANAGEMENT | ERX WEALTH PARTNERS | DMI WEALTH MANAGEMENT SOLUTIONS | DMI WEALTH MANAGEMENT & INSURANCE SOLUTIONS | DEL REY CAPITAL MANAGEMENT | DCH WEALTH MANAGEMENT | CONTEXT WEALTH | CONNECT WEALTH | COLLOP CAPITAL | CGT WEALTH ADVISORS | CATALYST PRIVATE WEALTH | CARROLL WEALTH MANAGEMENT | CALIFORNIA RETIREMENT ADVISORS | BILTMORE ADVISORS, INC | BILTMORE ADVISORS | BEYOND FINANCIAL ADVISORS | BEYOND | BARRETT PLANNING GROUP | BAMBOO FINANCIAL ADVISORS | ALL SKY WEALTH MANAGEMENT | ADLER CAPITAL ADVISORS | ADHERENCE CAPITAL MANAGEMENT | 401 FINANCIAL

CRD#: 167658 / SEC#: 801-78089
RIA
Registered Investment Advisory firm - SEC (5/26/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/22/2019)
RR
Colorado
(12/19/2023)
RR
Florida
(4/22/2019)
RR
Louisiana
(4/22/2019)
RR
Massachusetts
(3/30/2022)
RR
Michigan
(7/15/2026)
RR
Ohio
(4/22/2019)
RR
Oklahoma
(9/14/2026)
RR
South Carolina
(4/22/2019)
RR
Texas
(4/22/2019)
IAR
Texas
(4/22/2019)
RR
Utah
(4/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2015About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2015About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Matthew Wise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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