LL
Lauren E. Loucks
DIVERSIFY WEALTH MANAGEMENT
Orem, UT 84097
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CRD#: 6418285
LL
Professional summary
Lauren Elizabeth Loucks, CFP® is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in Orem, Utah and DFPG INVESTMENTS, LLC located in Orem, Utah.
Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Lauren has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Falcon Park Tax (Not Investment Related) 462 E 800 N, Orem, UT 84097 Main business: Accounting and tax services for clients Position & Start Date: Tax Advisor, 1/1/2020 Hours/month (during business hours): 16 (16) Duties: Prepare, review and deliver tax returns for clients KTC Properties (Not Investment Related) 462 E 800 N, Orem, UT 84097 Main business: Holding company for real estate assets Position & Start Date: Owner, 1/1/2020 Hours/month (during business hours): 1 (1) Duties: Passive investor KTB Ventures (Investment Related) 462 E 800 N, Orem, UT 84097 Main business: Holding company for private investment opportunities Position & Start Date: Owner, 1/1/2020 Hours/month (during business hours): 1 (1) Duties: Make contributions for investments Vasa Fitness (Not Investment Related) 648 E State Street, American Fork UT 84003 Main business: Fitness and health Position & Start Date: Group cycle class instructor, 1/1/2020 Hours/month (during business hours): 4 (0) Duties: Lead group cycle classes
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Elizabeth Loucks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 5, 2024 - Present
DIVERSIFY WEALTH MANAGEMENT, LLC
Office #1: 462 E 800 N, Orem, UT 84097RIA
CRD#: 329878
Orem, UT
Current
December 28, 2015 - Present
DFPG INVESTMENTS, LLC
Office #1: 462 E 800 N, Orem, UT 84097BD
CRD#: 155576
Orem, UT
Past
May 9, 2023 - May 15, 2023
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
SANDY, UT
Past
June 2, 2016 - July 17, 2024
DIVERSIFY WEALTH MANAGEMENT LLC
RIA
CRD#: 145593
OREM, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DIVERSIFY WEALTH MANAGEMENT, LLC
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878 / SEC#: 801-129521
RIA
Registered Investment Advisory firm - (2/16/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/6/2022)
RR
California(6/29/2022)
RR
Connecticut(3/10/2023)
RR
District of Columbia(10/12/2022)
RR
Florida(12/3/2024)
RR
Nevada(8/18/2022)
RR
New York(10/12/2022)
RR
North Carolina(7/6/2022)
RR
Texas(3/28/2024)
RR
Utah(5/28/2016)
IAR
Utah(3/5/2024)
RR
Virginia(5/9/2023)
RR
Washington(10/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DIVERSIFY WEALTH MANAGEMENT, LLC
CALIBER WEALTH MANAGEMENT, LLC | PERSPECTIVE FINANCIAL SERVICES | LJCOOPER WEALTH ADVISORS | KEY ADVISORS WEALTH MANAGEMENT | FIRSTPURPOSE WEALTH LLC | DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878 / SEC#: 801-129521
RIA
Registered Investment Advisory firm - (2/16/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9017 S Riverside Dr Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 838-9999
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,760 |
| AUM (Assets Under Management) | $ 2,526,799,821 |
Red Flags
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Company Information
DIVERSIFY WEALTH MANAGEMENT, LLC
CRD#: 329878Orem, UT 84097TRUST BUT VERIFY
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