Alexander K. Rowley

ICON FINANCIAL SERVICES LLC

PORTLAND, OR 97209

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CRD#: 6418034

Professional summary

Alexander Kent Rowley, who also goes by Alex Kent Rowley, is a registered financial advisor currently at ICON FINANCIAL SERVICES LLC located in Portland, Oregon.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alexander has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Kent Rowley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Kent Rowley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2020 - Present

ICON FINANCIAL SERVICES LLC

Office #1: 1631 Ne Broadway St. #815, Portland, OR 97209

RIA

CRD#: 306816

PORTLAND, OR

Past

February 23, 2015 - April 17, 2017

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ICON FINANCIAL SERVICES LLC

CRD#: 306816 / SEC#: 801-117987

RIA

Registered Investment Advisory firm - (1/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/23/2021)

IAR

Oregon
(2/18/2020)

IAR

Texas
(2/23/2021)

IAR

Washington
(2/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/18/2020

Uniform Investment Adviser Law Examination

Current Firm

ICON FINANCIAL SERVICES LLC

CRD#: 306816 / SEC#: 801-117987

RIA

Registered Investment Advisory firm - (1/23/2020 Approved)

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Contact information

Main Address

1631 Ne Broadway St. #815, Portland, OR 97209

Mailing Address

Phone number

+1 (503) 917-0590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ICON FINANCIAL SERVICES LLC WRAP FEE PROGRAM (3/17/2025)

Regulatory assets under management

Total Number of Accounts	2,552
AUM (Assets Under Management)	$ 6,759,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
08/28/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander K. Rowley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Kent Rowley's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICON FINANCIAL SERVICES LLC

FISHER INVESTMENTS

Primary Firm SEC Registration

ICON FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/18/2020

Current Firm

ICON FINANCIAL SERVICES LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ICON FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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