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Benjamin J. Hofkin

HOFKIN CAPITAL MANAGEMENT
Minnetonka, MN 55305
Some features on this profile are disabled
CRD#: 6417909
BH

Professional summary


Benjamin Joseph Hofkin, who also goes by Ben Hofkin, is a registered financial advisor currently at HOFKIN CAPITAL MANAGEMENT, INC. located in Minnetonka, Minnesota and MAIA WEALTH located in Minneapolis, Minnesota.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Benjamin has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ben Hofkin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Camp Ramah in Wisconsin | non-investment related | on the non-profit board | non-paid | 4 hours/month Hadar Institute | non-investment related | 4 hours/month Operates advisory business under marketing name Hofkin Capital Management 100% Owner, used for bookkeeping entity and marketing name for advisory business conducted under Maia Wealth INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Benjamin Joseph Hofkin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 7, 2014 - Present

HOFKIN CAPITAL MANAGEMENT, INC.

Office #1: 11824 Wayzata Boulevard, Minnetonka, MN 55305
RIA
CRD#: 110068
Minnetonka, MN
Current

April 22, 2025 - Present

MAIA WEALTH

RIA
CRD#: 292817
Minneapolis, MN
Past

January 29, 2025 - April 11, 2025

FARTHER

RIA
CRD#: 302050
Minnetonka, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MAIA WEALTH
COOKIE WEALTH | WHITE BISON WEALTH MANAGEMENT, LLC | SILVEROAK | PHYXIUS FINANCIAL | PATHWAY ADVISORS GROUP | MIEDEMA WEALTH | MANA FINANCIAL GROUP | MAIA WEALTH, LLC | MAIA WEALTH | INTEGRATED FINANCIAL ARCHITECTS | HOFKIN CAPITAL MANAGEMENT

CRD#: 292817 / SEC#: 801-120452

RIA
Registered Investment Advisory firm - (3/5/2021 Approved)
California
Registered Investment Advisory firm - (6/6/2021 Terminated)
Colorado
Registered Investment Advisory firm - (5/7/2021 Terminated)
Texas
Registered Investment Advisory firm - (5/7/2021 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(11/7/2014)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/5/2014
Uniform Investment Adviser Law Examination

Current Firm


MW
MAIA WEALTH
COOKIE WEALTH | WHITE BISON WEALTH MANAGEMENT, LLC | SILVEROAK | PHYXIUS FINANCIAL | PATHWAY ADVISORS GROUP | MIEDEMA WEALTH | MANA FINANCIAL GROUP | MAIA WEALTH, LLC | MAIA WEALTH | INTEGRATED FINANCIAL ARCHITECTS | HOFKIN CAPITAL MANAGEMENT

CRD#: 292817 / SEC#: 801-120452

RIA
Registered Investment Advisory firm - (3/5/2021 Approved)
California
Registered Investment Advisory firm - (6/6/2021 Terminated)
Colorado
Registered Investment Advisory firm - (5/7/2021 Terminated)
Texas
Registered Investment Advisory firm - (5/7/2021 Terminated)
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Contact information


Main Address
1401 17th Street Suite 850, Denver, CO 80202
Mailing Address
Phone number
(720) 644-8803
Established
Firm type
Fiscal year end
# of Employees
44

SEC notice filing (38 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/12/2025)

Regulatory assets under management


Total Number of Accounts2,445
AUM (Assets Under Management)$ 704,344,811

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAIA WEALTH

CRD#: 292817Minnetonka, MN 55305

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