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LF

Laura C. Frattaroli

GA CAPITAL MARKETS BD
Portland, OR 97210
Some features on this profile are disabled
CRD#: 6417845
LF

Professional summary

Laura C Frattaroli, who also goes by Laura Carolina Frattaroli, Laura C Ruiz, Laura Carolina Ruiz, Laura Ruiz, is a registered financial professional currently at GA CAPITAL MARKETS BD, LLC located in Portland, Oregon.

Laura is registered as a RR (Registered Representative) and started their career in finance in 2015. Laura has worked at 4 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laura Carolina Frattaroli | Laura C Ruiz | Laura Carolina Ruiz | Laura Ruiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura C Frattaroli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 17, 2025 - Present

GA CAPITAL MARKETS BD, LLC

Office #1: 2646 Nw Cornell Road, Portland, OR 97210
BD
CRD#: 310101
Portland, OR
Past

November 3, 2021 - June 30, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

June 5, 2017 - October 19, 2021

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

April 6, 2015 - May 24, 2017

CAIS CAPITAL LLC

BD
CRD#: 154512
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/4/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GA CAPITAL MARKETS BD, LLC
FUND GOOD | GOOD INVESTOR VENTURES LLC | GOOD INVESTOR FINANCIAL | GA CAPITAL MARKETS BD, LLC

CRD#: 310101 / SEC#: , 8-70562

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2646 Nw Cornell Road, Portland, OR 97210
Mailing Address
2646 Nw Cornell Road, Portland, OR 97210
Phone number
(503) 201-1375
Established
Delaware since 07/06/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GENERAL ATLANTIC CAPITAL MARKETS LLCMEMBER
MAYNARD-PHILIPP, CHRISTIAN DESEREECHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER6592228
MEGENITY, BRIAN MCDONALDFINANCIAL OPERATIONS PRINCIPAL2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GA CAPITAL MARKETS BD, LLC

CRD#: 310101Portland, OR 97210

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