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TA

Tiffany K. Alexy

ALTAIR FINANCIAL LLC
CARY, NC 27511
Some features on this profile are disabled
CRD#: 6417769
TA

Professional summary

Tiffany Katherine Alexy, who also goes by Tiffany K Alexy, is a registered financial advisor currently at ALTAIR FINANCIAL LLC located in Cary, North Carolina and CORE PLANNING located in Durham, North Carolina.

Tiffany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Tiffany has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tiffany K Alexy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany Katherine Alexy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2025 - Present

ALTAIR FINANCIAL LLC

Office #1: 167 E. Chatham Street Suite 300, Cary, NC 27511
RIA
CRD#: 335562
CARY, NC
Current

March 2, 2026 - Present

CORE PLANNING

RIA
CRD#: 154660
Durham, NC
Past

August 31, 2016 - June 8, 2017

DIVVY INVESTMENTS LLC

RIA
CRD#: 242786
CARY, NC
Past

December 10, 2014 - January 14, 2015

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CORE PLANNING
CORE PLANNING
AD ASTRA | ST. LOUIS PRIVATE ADVISORS | SAVOR FINANCIAL | PINK THREAD | PENN GUY M. JR | H3FP | G. M. PENN WEALTH MANAGEMENT | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE

CRD#: 154660 / SEC#: 801-131950

RIA
Registered Investment Advisory firm - (2/13/2025 Approved)
California
Registered Investment Advisory firm - (5/9/2025 Terminated)
Illinois
Registered Investment Advisory firm - (4/9/2025 Terminated)
Missouri
Registered Investment Advisory firm - (4/9/2025 Terminated)
Oregon
Registered Investment Advisory firm - (4/9/2025 Terminated)
Texas
Registered Investment Advisory firm - (4/9/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(6/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/20/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/19/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/14/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2014
General Securities Representative Examination

Current Firm

CORE PLANNING
CORE PLANNING
AD ASTRA | ST. LOUIS PRIVATE ADVISORS | SAVOR FINANCIAL | PINK THREAD | PENN GUY M. JR | H3FP | G. M. PENN WEALTH MANAGEMENT | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE

CRD#: 154660 / SEC#: 801-131950

RIA
Registered Investment Advisory firm - (2/13/2025 Approved)
California
Registered Investment Advisory firm - (5/9/2025 Terminated)
Illinois
Registered Investment Advisory firm - (4/9/2025 Terminated)
Missouri
Registered Investment Advisory firm - (4/9/2025 Terminated)
Oregon
Registered Investment Advisory firm - (4/9/2025 Terminated)
Texas
Registered Investment Advisory firm - (4/9/2025 Terminated)
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Contact information

Main Address
706 N Main St, Ofallon, MO 63366
Mailing Address
Phone number
(636) 734-7507
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - BROCHURE (3/26/2025)
ADV PART 2B - STUART PETTY (3/26/2025)
ADV PART 2B - JASMINE LAMBERT (3/26/2025)
ADV PART 2B - LEI DENG (3/26/2025)
ADV PART 2B - EMILY SCOTT (3/26/2025)
ADV PART 2B - GUY PENN (3/26/2025)
ADV PART 2B - STAN J KOVARIK (3/26/2025)
ADV PART 2B - SUZANNE HIGHET (3/26/2025)
ADV PART 2B - JARED HAMANN (3/26/2025)
ADV PART 2B - PATRICK M RITTER (3/26/2025)
ADV PART 2B - PATRICK MCANDREW (3/26/2025)
ADV PART 2B - TANNER MILLAR (3/26/2025)
ADV PART 2B - AUSTIN ENGLAND (3/26/2025)
ADV PART 2B - LEON REN (3/26/2025)
ADV PART 2B - DANIEL HINE (3/26/2025)
ADV PART 2B - DANNY HOWARD (3/26/2025)
ADV PART 2B - DAWN ABERNATHY (3/26/2025)
ADV PART 2B - JIMMY RAY (3/26/2025)
ADV PART 2B - JON PETERSEN (3/26/2025)
ADV PART 2B - ANDREW SCHEFFER (3/26/2025)
ADV PART 2B - ANDREW MORAN (3/26/2025)
ADV PART 2B - EUSEVIUS HOWARD (3/26/2025)
ADV PART 2B - ELIZABETH RISHEL (3/26/2025)
ADV PART 2B - JUSTIN PULLARO (3/26/2025)
ADV PART 2B - ADAM HAYNES (3/26/2025)
ADV PART 2B - CHRISTOPHER MILLER (3/26/2025)
ADV PART 2B - REBECCA LEES (3/26/2025)
ADV2B MADELINE MCIVOR 20250109 (3/26/2025)
ADV PART 2B - KORINNE SUGASAWARA (3/26/2025)
ADV PART 2B - JORDAN GILBERTI (3/26/2025)
ADV PART 2B - KEENAN CASEY (3/26/2025)
ADV PART 2B - JOEL MILLER (3/26/2025)
ADV PART 2B - FRANK VESTAL (3/26/2025)
ADV PART 2B - CHRISTOPHER JACKSON (3/26/2025)
ADV PART 2B - CHRISTOPHER JORDAN TAYLOR (3/26/2025)
ADV PART 2B - ROGER TRAN (3/26/2025)
ADV PART 2B - JASON FEDAK (3/26/2025)

Regulatory assets under management

Total Number of Accounts884
AUM (Assets Under Management)$ 121,451,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORE PLANNING

CORE PLANNING

CRD#: 154660Cary, NC 27511

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