Tiffany K. Alexy

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CRD#: 6417769

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tiffany Katherine Alexy, who also goes by Tiffany K Alexy, was a registered financial professional .

Tiffany is a previously registered financial professional and started their career in finance in 2014. Tiffany had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tiffany K Alexy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 2, 2026 - April 17, 2026

CORE PLANNING

RIA

CRD#: 154660

Durham, NC

Past

June 2, 2025 - April 6, 2026

ALTAIR FINANCIAL LLC

RIA

CRD#: 335562

CARY, NC

Past

August 31, 2016 - June 8, 2017

DIVVY INVESTMENTS LLC

RIA

CRD#: 242786

CARY, NC

Past

December 10, 2014 - January 14, 2015

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORE PLANNING

CRD#: 154660 / SEC#: 801-131950

RIA

Registered Investment Advisory firm - (2/13/2025 Approved)

California

Registered Investment Advisory firm - (5/9/2025 Terminated)

Illinois

Registered Investment Advisory firm - (4/9/2025 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2025 Terminated)

Oregon

Registered Investment Advisory firm - (4/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/2014

General Securities Representative Examination

Current Firm

CORE PLANNING

CRD#: 154660 / SEC#: 801-131950

RIA

Registered Investment Advisory firm - (2/13/2025 Approved)

California

Registered Investment Advisory firm - (5/9/2025 Terminated)

Illinois

Registered Investment Advisory firm - (4/9/2025 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2025 Terminated)

Oregon

Registered Investment Advisory firm - (4/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2025 Terminated)

PREMIUM

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Contact information

Main Address

706 N Main St, Ofallon, MO 63366

Mailing Address

Phone number

(636) 734-7507

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - BROCHURE (3/26/2025)

ADV PART 2B - STUART PETTY (3/26/2025)

ADV PART 2B - JASMINE LAMBERT (3/26/2025)

ADV PART 2B - LEI DENG (3/26/2025)

ADV PART 2B - EMILY SCOTT (3/26/2025)

ADV PART 2B - GUY PENN (3/26/2025)

ADV PART 2B - STAN J KOVARIK (3/26/2025)

ADV PART 2B - SUZANNE HIGHET (3/26/2025)

ADV PART 2B - JARED HAMANN (3/26/2025)

ADV PART 2B - PATRICK M RITTER (3/26/2025)

ADV PART 2B - PATRICK MCANDREW (3/26/2025)

ADV PART 2B - TANNER MILLAR (3/26/2025)

ADV PART 2B - AUSTIN ENGLAND (3/26/2025)

ADV PART 2B - LEON REN (3/26/2025)

ADV PART 2B - DANIEL HINE (3/26/2025)

ADV PART 2B - DANNY HOWARD (3/26/2025)

ADV PART 2B - DAWN ABERNATHY (3/26/2025)

ADV PART 2B - JIMMY RAY (3/26/2025)

ADV PART 2B - JON PETERSEN (3/26/2025)

ADV PART 2B - ANDREW SCHEFFER (3/26/2025)

ADV PART 2B - ANDREW MORAN (3/26/2025)

ADV PART 2B - EUSEVIUS HOWARD (3/26/2025)

ADV PART 2B - ELIZABETH RISHEL (3/26/2025)

ADV PART 2B - JUSTIN PULLARO (3/26/2025)

ADV PART 2B - ADAM HAYNES (3/26/2025)

ADV PART 2B - CHRISTOPHER MILLER (3/26/2025)

ADV PART 2B - REBECCA LEES (3/26/2025)

ADV2B MADELINE MCIVOR 20250109 (3/26/2025)

ADV PART 2B - KORINNE SUGASAWARA (3/26/2025)

ADV PART 2B - JORDAN GILBERTI (3/26/2025)

ADV PART 2B - KEENAN CASEY (3/26/2025)

ADV PART 2B - JOEL MILLER (3/26/2025)

ADV PART 2B - FRANK VESTAL (3/26/2025)

ADV PART 2B - CHRISTOPHER JACKSON (3/26/2025)

ADV PART 2B - CHRISTOPHER JORDAN TAYLOR (3/26/2025)

ADV PART 2B - ROGER TRAN (3/26/2025)

ADV PART 2B - JASON FEDAK (3/26/2025)

Regulatory assets under management

Total Number of Accounts	884
AUM (Assets Under Management)	$ 121,451,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tiffany K. Alexy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CORE PLANNING

ALTAIR FINANCIAL LLC

DIVVY INVESTMENTS LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

CORE PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2023

Series 63

Date: 12/19/2014

SIE

Date: 1/14/2015

Series 7

Date: 12/9/2014

Current Firm

CORE PLANNING

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORE PLANNING

TRUST BUT VERIFY

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