Eric J. Lee

PROLINE INVESTMENT MANAGEMENT, PLLC

Mckinney, TX 75070

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CRD#: 6417751

Professional summary

Eric Jordan Lee is a registered financial advisor currently at PROLINE INVESTMENT MANAGEMENT, PLLC located in Mckinney, Texas.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Eric has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF BUSINESS: PROLINE FINANCIAL ADVISORS, INC.; NATURE OF BUSINESS: FIXED INSURANCE SALES; LOCATION: 3900 S. STONEBRIDGE DRIVE, SUITE 1103, MCKINNEY, TX 75070; TITLE: PRESIDENT; START DATE: 01/2016; APPROXIMATE NUMBER OF HOURS PER MONTH: 5; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. 2) NAME OF BUSINESS: PROLINE TAX ADVISORS, INC.; NATURE OF BUSINESS: TAX PREPARATION & IRS CONFLICT REPRESENTATION; LOCATION: 3900 S. STONEBRIDGE DRIVE, SUITE 1103, MCKINNEY, TX 75070; TITLE: PRESIDENT; START DATE: 01/2013; APPROXIMATE NUMBER OF HOURS PER MONTH: 140; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 7. 3) NAME OF BUSINESS: EVOLUTION HOLDINGS, LLC; NATURE OF BUSINESS: REAL ESTATE HOLDINGS; LOCATION: 3900 S. STONEBRIDGE DRIVE, SUITE 1103, MCKINNEY, TX 75070; TITLE: PRESIDENT; START DATE: 01/2016; APPROXIMATE NUMBER OF HOURS PER MONTH: LESS THAN 1; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. 4) NAME OF BUSINESS: TRENDLINE PARTNERS, LLC; NATURE OF BUSINESS: STOCK TRADING RESEARCH FOR PERSONAL ACCOUNT; LOCATION: 3900 S. STONEBRIDGE DRIVE, SUITE 1103, MCKINNEY, TX 75070; TITLE: PRESIDENT; START DATE: 01/2016; APPROXIMATE NUMBER OF HOURS PER MONTH: 4; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. TRADE EQUITIES AND OPTIONS WITH FAMILY MEMBERS, SERVICES ARE NOT OFFERED TO THE PUBLIC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Jordan Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2023 - Present

PROLINE INVESTMENT MANAGEMENT, PLLC

Office #1: 3900 S. Stonebridge Drive Suite 1103, Mckinney, TX 75070

RIA

CRD#: 297875

Mckinney, TX

Past

May 20, 2019 - November 15, 2019

ACRYLIC FINANCIAL, INC.

RIA

CRD#: 288263

McKinney, TX

Past

February 19, 2019 - November 1, 2019

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

MCKINNEY, TX

Past

August 7, 2018 - December 31, 2022

PROLINE INVESTMENT MANAGEMENT, PLLC

RIA

CRD#: 297875

MCKINNEY, TX

Past

December 7, 2016 - December 12, 2019

GUIDELINE CAPITAL MANAGEMENT

RIA

CRD#: 283711

MCKINNEY, TX

Past

January 14, 2016 - October 19, 2016

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

McKinney, TX

Past

January 13, 2016 - October 19, 2016

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

McKinney, TX

Past

January 20, 2015 - December 11, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PLANO, TX

Past

January 7, 2015 - December 11, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/25/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/6/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/7/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROLINE INVESTMENT MANAGEMENT, PLLC

CRD#: 297875 / SEC#:

Texas

Registered Investment Advisory firm - (4/13/2023 Approved)

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Contact information

Main Address

3900 S. Stonebridge Drive Suite 1103, Mckinney, TX 75070

Mailing Address

Phone number

(469) 525-4022

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 32,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric J. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Jordan Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACRYLIC FINANCIAL, INC.

BROOKLIGHT PLACE SECURITIES, INC.

PROLINE INVESTMENT MANAGEMENT, PLLC

GUIDELINE CAPITAL MANAGEMENT

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2019

Series 65

Date: 1/6/2015

Series 7TO

Date: 2/19/2019

SIE

Date: 10/19/2016

Series 7

Date: 11/24/2015

Series 6

Date: 1/7/2015

Current Firm

PROLINE INVESTMENT MANAGEMENT, PLLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROLINE INVESTMENT MANAGEMENT, PLLC

TRUST BUT VERIFY

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