Arif M. Ali

AA WEALTH STRATEGIES LLC

Austin, TX 78731

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CRD#: 6416987

Professional summary

Arif Madad Ali is a registered financial advisor currently at AA WEALTH STRATEGIES LLC located in Austin, Texas.

Arif is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Arif has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) ABARIS BUSINESS SOLUTIONS LLC POSITION: Managing Member NATURE: The business was started with the intent to provide business consultancy services related business turnaround and tax advisory services. No services are offered currently. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/12/2013 ADDRESS: 3301 Northland Drive, AUSTIN TX 78746, United States DESCRIPTION: Owner - Managing Member. 2.) AA CPA TAX STRATEGIES LLC - 3301 NORTHLAND DRIVE, SUITE 330 AUSTIN, TX 78731 - LIMITED LIABILITY COMPANY - OWNER - TAX PLANNING, BUSINESS ADVISORY, TAX PREPARATION AND BOOKKEEPING - 30-35 HOURS / WEEK INSURANCE SALES - SELLS LIFE INSURANCE AND FIXED ANNUITIES - START DATE 2/1/2018 - NON INVESTMENT-RELATED - SPEND 2-5 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arif Madad Ali's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2022 - Present

AA WEALTH STRATEGIES LLC

Office #1: 3301 Northland Drive Suite 330, Austin, TX 78731

RIA

CRD#: 319496

Austin, TX

Past

January 29, 2019 - June 5, 2024

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Austin, TX

Past

January 26, 2018 - February 12, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

AUSTIN, TX

Past

September 5, 2017 - January 25, 2018

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

Austin, TX

Past

December 4, 2014 - September 6, 2017

ARCHER INVESTMENT CORPORATION

RIA

CRD#: 136403

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2014

Uniform Investment Adviser Law Examination

Current Firm

AA WEALTH STRATEGIES LLC

CRD#: 319496 / SEC#:

Texas

Registered Investment Advisory firm - (5/31/2022 Approved)

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Contact information

Main Address

3301 Northland Drive Suite 330, Austin, TX 78731

Mailing Address

Phone number

(512) 474-1778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 14,190,696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arif M. Ali

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arif Madad Ali's CRS (Customer Relationship Summary).

Certified licenses

Experience

AA WEALTH STRATEGIES LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

1ST GLOBAL ADVISORS INC

ARCHER INVESTMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2014

Current Firm

AA WEALTH STRATEGIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AA WEALTH STRATEGIES LLC

TRUST BUT VERIFY

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