Jonathan Keith Dockery
Professional Summary
Jonathan Keith Dockery, who also goes by Jon Dockery, is a registered financial advisor currently at LECONTE WEALTH MANAGEMENT, LLC located in Maryville, Tennessee. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jonathan has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jon Dockery
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FLAGSHIP HARBOR ADVISORS, LLC
Videos & Posts
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FLAGSHIP HARBOR ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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FLAGSHIP HARBOR ADVISORS, LLC
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Disclosures on record.
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FLAGSHIP HARBOR ADVISORS, LLC
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
LECONTE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
333 East Broadway Ave 4th Floor, Maryville, TN 37804Phone Number
(865) 379-8200# of Employees
11SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
874AUM (Assets Under Management)
$346,849,014Similar Advisors
FLAGSHIP HARBOR ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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FLAGSHIP HARBOR ADVISORS, LLC
Primary Firm SEC Registration
LECONTE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(1/5/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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FLAGSHIP HARBOR ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Keith Dockery's CRS (Customer Relationship Summary).
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FLAGSHIP HARBOR ADVISORS, LLC