Priti S. Rajagopalan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Priti Sridhar Rajagopalan, who also goes by Prithi Gor, Priti Gor, Prithi Iyer, Prithi Rajagopalan, Priti Rajagopalan, was a registered financial professional .
Priti is a previously registered financial professional and started their career in finance in 2015. Priti had worked at 6 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2021 - February 9, 2023
PALAFOX TRADING LLC
August 13, 2021 - February 9, 2023
CITADEL CLEARING LLC
August 13, 2021 - May 16, 2025
CITADEL SECURITIES LLC
August 13, 2021 - May 16, 2025
CITADEL SECURITIES INSTITUTIONAL LLC
May 17, 2019 - July 23, 2021
BNY MELLON CAPITAL MARKETS, LLC
January 13, 2015 - April 24, 2019
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
