Tyler O. Swaim

CABOT WEALTH MANAGEMENT

Salem, MA 01970

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CRD#: 6416539

Professional summary

Tyler Oliver Swaim is a registered financial advisor currently at CABOT WEALTH MANAGEMENT located in Salem, Massachusetts.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tyler has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Oliver Swaim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2018 - Present

CABOT WEALTH MANAGEMENT

Office #1: 216 Essex Street, Salem, MA 01970

RIA

CRD#: 107327

Salem, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CABOT WEALTH MANAGEMENT

CABOT MONEY MANAGEMENT INC | CABOT WEALTH MANAGEMENT

CRD#: 107327 / SEC#: 801-19708

RIA

Registered Investment Advisory firm - (9/16/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/6/2018)

IAR

Texas
(8/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2018

Uniform Investment Adviser Law Examination

Current Firm

CABOT WEALTH MANAGEMENT

CABOT MONEY MANAGEMENT INC | CABOT WEALTH MANAGEMENT

CRD#: 107327 / SEC#: 801-19708

RIA

Registered Investment Advisory firm - (9/16/1983 Approved)

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Contact information

Main Address

48 Dunham Ridge Rd Suite 2000, Beverly, MA 01915

Mailing Address

Phone number

(978) 745-9233

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,748
AUM (Assets Under Management)	$ 1,060,164,023

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/02/2025	Cover Page	Report
12/05/2024	Cover Page	Report
11/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler O. Swaim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Oliver Swaim's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT WEALTH MANAGEMENT

Primary Firm SEC Registration

CABOT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2018

Current Firm

CABOT WEALTH MANAGEMENT

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CABOT WEALTH MANAGEMENT

TRUST BUT VERIFY

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