KM
Keegan J. Mccormick
DESJARDINS SECURITIES INTERNATIONAL
Toronto, Ontario, M5J 2V5
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CRD#: 6416404
KM
Professional summary
Keegan Joseph Mccormick is a registered financial professional currently at DESJARDINS SECURITIES INTERNATIONAL INC. .
Keegan is registered as a RR (Registered Representative) and started their career in finance in 2015. Keegan has worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Keegan Joseph Mccormick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2023 - Present
DESJARDINS SECURITIES INTERNATIONAL INC.
Office #1: 25 York Street Suite 1000, Toronto, Ontario, M5J 2V5BD
CRD#: 112417
Toronto, Ontario,
Past
February 18, 2015 - January 24, 2023
CORMARK SECURITIES (USA) LIMITED
BD
CRD#: 101000
TORONTO,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2023)
RR
Alaska(2/23/2023)
RR
Arizona(2/23/2023)
RR
Arkansas(2/23/2023)
RR
California(2/23/2023)
RR
Colorado(2/23/2023)
RR
Connecticut(2/23/2023)
RR
Delaware(2/23/2023)
RR
District of Columbia(2/23/2023)
RR
Florida(2/23/2023)
RR
Georgia(2/23/2023)
RR
Idaho(2/23/2023)
RR
Illinois(2/23/2023)
RR
Indiana(2/23/2023)
RR
Iowa(2/23/2023)
RR
Kansas(2/23/2023)
RR
Kentucky(2/23/2023)
RR
Louisiana(2/23/2023)
RR
Maryland(2/23/2023)
RR
Massachusetts(2/23/2023)
RR
Michigan(2/23/2023)
RR
Minnesota(2/23/2023)
RR
Missouri(2/23/2023)
RR
Nebraska(2/23/2023)
RR
Nevada(2/23/2023)
RR
New Hampshire(2/23/2023)
RR
New Jersey(2/23/2023)
RR
New Mexico(2/23/2023)
RR
New York(2/23/2023)
RR
North Carolina(2/23/2023)
RR
Ohio(2/23/2023)
RR
Oregon(2/23/2023)
RR
Pennsylvania(2/23/2023)
RR
Texas(2/23/2023)
RR
Utah(2/23/2023)
RR
Virginia(2/23/2023)
RR
Washington(2/23/2023)
RR
Wisconsin(2/23/2023)
RR
Wyoming(2/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 37
Date: 2/18/2015
Canada Module of the General Securities Registered Representative (With Options Questions)SRO Registrations
RR
FINRA
Current Firm
DS
DESJARDINS SECURITIES INTERNATIONAL INC.
3858839 CANADA INC. | DESJARDINS SECURITIES INTERNATIONAL INC. | DESJARDINS SECURITIES INTERNATIONAL INC
CRD#: 112417 / SEC#: , 8-53256
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
1170 Peel Street Suite 300, Montreal, Quebec, H3B 0A9
Mailing Address
1170 Peel Street Suite 300, Montreal, Quebec, H3B 0A9
Phone number
(514) 841-1273
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (39 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
