Nicholas M. Rose

TRAILWISE FINANCIAL PARTNERS

GOLDEN, CO 80401

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CRD#: 6416015

Professional summary

Nicholas Martin Rose, CFP® is a registered financial advisor currently at TRAILWISE FINANCIAL PARTNERS, LLC located in Golden, Colorado.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nicholas has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Budgeting

Retirement Planning

Life Transitions

Investment Planning

Socially Responsible Investing

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 11/2020 - Non-Variable Insurance - Nicholas Rose - Investment Related - Arvada, CO 80002 2) 11/2013 - Basketball trainer - Not Investment Related - Arvada, CO 80002

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Martin Rose's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

December 12, 2022 - Present

TRAILWISE FINANCIAL PARTNERS, LLC

Office #1: 1536 Cole Boulevard Suite 205, Golden, CO 80401

RIA

CRD#: 323530

GOLDEN, CO

Past

November 18, 2019 - December 16, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

ARVADA, CO

Past

November 18, 2019 - December 16, 2022

LPL FINANCIAL LLC

CRD#: 6413

ARVADA, CO

Past

April 12, 2016 - November 19, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

LAKEWOOD, CO

Past

November 20, 2015 - November 19, 2019

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

LAKEWOOD, CO

Past

December 23, 2014 - November 6, 2015

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/12/2022)

IAR

Texas
(12/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/18/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/23/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRAILWISE FINANCIAL PARTNERS, LLC

CRD#: 323530 / SEC#:

Colorado

Registered Investment Advisory firm - (12/12/2022 Approved)

Louisiana

Registered Investment Advisory firm - (4/18/2023 Approved)

Texas

Registered Investment Advisory firm - (12/20/2022 Approved)

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Contact information

Main Address

1536 Cole Boulevard Suite 205, Golden, CO 80401

Mailing Address

Phone number

(720) 463-2850

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	528
AUM (Assets Under Management)	$ 82,772,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Nicholas M. Rose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Martin Rose's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/18/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/14/2015

Series 6

Date: 12/23/2014

Current Firm

TRAILWISE FINANCIAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRAILWISE FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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