Robert Kubik

WEDMONT PRIVATE CAPITAL | Benefits & Planning Consultant, Executive Services

Grayslake, IL

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CRD#: 6415492

Professional summary

Robert Kubik, CFP®, who also goes by Robert David Kubik, is a registered financial advisor currently at WEDMONT PRIVATE CAPITAL located in Grayslake, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Robert has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

From concierge level service to holistic wealth planning, I'm passionate about understanding what matters to executives and making the entire experience a good use of time.  By educating first on company benefits, executives can make those decisions more confidently. I believe every great movie starts with a script.  So we work together to weave those benefits into a sound financial plan, as they deserve.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert David Kubik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Kubik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

February 27, 2015 - April 12, 2016

EDWARD JONES

RIA

CRD#: 250

GRAYSLAKE, IL

Past

December 16, 2014 - April 12, 2016

EDWARD JONES

CRD#: 250

GRAYSLAKE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEDMONT PRIVATE CAPITAL

WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC

CRD#: 305815 / SEC#: 801-121179

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/30/2026)

IAR

Texas
(3/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/2014

General Securities Representative Examination

Current Firm

WEDMONT PRIVATE CAPITAL

WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC

CRD#: 305815 / SEC#: 801-121179

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/28/2021 Terminated)

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Contact information

Main Address

26 South Church Street Suite 1a, West Chester, PA 19382

Mailing Address

Phone number

(610) 885-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WPC PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	2,017
AUM (Assets Under Management)	$ 2,370,836,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Robert Kubik

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Kubik's CRS (Customer Relationship Summary).

Certified licenses

Education

Western Michigan University

Experience

WEDMONT PRIVATE CAPITAL

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

WEDMONT PRIVATE CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/16/2014

Current Firm

WEDMONT PRIVATE CAPITAL

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEDMONT PRIVATE CAPITAL

TRUST BUT VERIFY

Contact information

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