Sheila Morgan

DIAMANT ASSET MANAGEMENT

Ridgefield, CT 06877

Some features on this profile are disabled

CRD#: 6415177

Professional summary

Sheila Morgan, who also goes by Sheila Bynum, is a registered financial advisor currently at DIAMANT ASSET MANAGEMENT, INC. located in Ridgefield, Connecticut.

Sheila is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sheila has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sheila Bynum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheila Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2021 - Present

DIAMANT ASSET MANAGEMENT, INC.

Office #1: 440 Main Street, Ridgefield, CT 06877

RIA

CRD#: 107788

Ridgefield, CT

Past

October 28, 2017 - October 11, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

West Hartford, CT

Past

May 25, 2017 - October 11, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

West Hartford, CT

Past

January 12, 2017 - March 20, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MIDDLETOWN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIAMANT ASSET MANAGEMENT, INC.

CRD#: 107788 / SEC#: 801-28801

RIA

Registered Investment Advisory firm - (1/23/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2017

General Securities Representative Examination

Current Firm

DIAMANT ASSET MANAGEMENT, INC.

CRD#: 107788 / SEC#: 801-28801

RIA

Registered Investment Advisory firm - (1/23/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

440 Main Street, Ridgefield, CT 06877

Mailing Address

Phone number

(203) 661-6410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIAMANT ASSET MANAGEMENT, INC. (3/25/2025)

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 234,001,037

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
01/02/2024	Cover Page	Report
12/13/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

Donald Henry

CITIGROUP GLOBAL MARKETS INC.

IAR

Norwalk, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sheila Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheila Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DIAMANT ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2017

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2017

Current Firm

DIAMANT ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DIAMANT ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors