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JD

John P. Dunham

FOCUSED CAPITAL INVESTMENT
IRVINE, CA 92620
Some features on this profile are disabled
CRD#: 6415140
JD

Professional summary

John Patrick Dunham is a registered financial advisor currently at FOCUSED CAPITAL INVESTMENT, LLC located in Irvine, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. John has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FOCUSED CAPITAL INVESTMENT, LLC REAL ESTATE IRVINE, CA 92620 8/1/2005 CEO REAL ESTATE CEDAR HILLS, UT 84062 6/7/2006 OWNER REAL ESTATE CHARLOTTE, NC 28269 1/27/2006 OWNER Tutoring (as part of Focused Capital Investment, LLC) Irvine, CA 92620 Principal Tutor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Dunham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2020 - Present

FOCUSED CAPITAL INVESTMENT, LLC

Office #1: 49 Straw Flower, Irvine, CA 92620
RIA
CRD#: 308029
IRVINE, CA
Past

January 12, 2015 - February 25, 2015

EDWARD JONES

RIA
CRD#: 250
IRVINE, CA
Past

December 23, 2014 - February 25, 2015

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/17/2020)
IAR
Texas
(8/16/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/29/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/9/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/25/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/2014
General Securities Representative Examination

Current Firm

FC
FOCUSED CAPITAL INVESTMENT, LLC
FOCUSED CAPITAL INVESTMENT, LLC

CRD#: 308029 / SEC#:

California
Registered Investment Advisory firm - (6/17/2020 Approved)
Texas
Registered Investment Advisory firm - (8/16/2021 Conditional Restricted)
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Contact information

Main Address
49 Straw Flower, Irvine, CA 92620
Mailing Address
49 Straw Flower, Irvine, CA 92620
Phone number
(949) 732-0298
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts42
AUM (Assets Under Management)$ 5,680,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUSED CAPITAL INVESTMENT, LLC

CRD#: 308029Irvine, CA 92620

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