QB
Quentin K. Bubb
KWB WEALTH
Redlands, CA 92374
Some features on this profile are disabled
CRD#: 6414762
QB
Professional summary
Quentin Kerrick Bubb is a registered financial advisor currently at KWB WEALTH located in Redlands, California and LPL FINANCIAL LLC located in Redlands, California.
Quentin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Quentin has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/26/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2019 - 8 Hours Per Month/0 Hours During Securities Trading. 2. 5/27/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/18/2020 - 10 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 05/2020. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/21/2022 - Eagle Hawk - Not Investment Related - 650 S LA SALLE ST., Redlands, CA 92374 - Outside/W-2 Employment - Assistant property manager - Start Date: 08/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Quentin Kerrick Bubb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2020 - Present
KWB WEALTH
Office #1: 1782 Orange Tree Lane, Redlands, CA 92374RIA
CRD#: 300921
Redlands, CA
Current
November 24, 2015 - Present
LPL FINANCIAL LLC
Office #1: 1782 Orange Tree Lane, Redlands, CA 92374RIA
BD
CRD#: 6413
Redlands, CA
Past
January 22, 2016 - September 21, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
YUCAIPA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KWB WEALTH
KWB WEALTH
CRD#: 300921 / SEC#: 801-118740
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2022)
RR
Arizona(1/11/2022)
RR
Arkansas(1/11/2022)
RR
California(1/14/2016)
IAR
California(5/22/2020)
RR
Colorado(1/11/2022)
RR
Connecticut(1/11/2022)
RR
District of Columbia(1/11/2022)
RR
Florida(1/11/2022)
RR
Georgia(1/11/2022)
RR
Hawaii(1/11/2022)
RR
Idaho(1/11/2022)
RR
Indiana(1/11/2022)
RR
Iowa(1/11/2022)
RR
Kansas(1/11/2022)
RR
Kentucky(1/11/2022)
RR
Maryland(1/11/2022)
RR
Massachusetts(1/19/2025)
RR
Michigan(1/11/2022)
RR
Minnesota(1/19/2025)
RR
Missouri(1/11/2022)
RR
Montana(1/11/2022)
RR
Nevada(1/11/2022)
RR
New York(1/11/2022)
RR
North Carolina(1/12/2022)
RR
Ohio(1/12/2022)
RR
Oklahoma(1/11/2022)
RR
Oregon(1/11/2022)
RR
Pennsylvania(1/11/2022)
RR
South Carolina(1/11/2022)
RR
South Dakota(1/11/2022)
RR
Tennessee(1/11/2022)
IAR
Texas(5/22/2020)
RR
Texas(1/11/2022)
RR
Utah(1/11/2022)
RR
Virginia(1/19/2025)
RR
Washington(1/11/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KWB WEALTH
KWB WEALTH
CRD#: 300921 / SEC#: 801-118740
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1782 Orange Tree Lane, Redlands, CA 92374
Mailing Address
Phone number
(909) 307-8220
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,191 |
| AUM (Assets Under Management) | $ 1,183,311,819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KWB WEALTH
CRD#: 300921Redlands, CA 92374TRUST BUT VERIFY
Monitor Quentin Bubb
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
