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JM

Joseph S. Mateja

ROOTED WEALTH ADVISORS
BOURBONNAIS, IL 60914
Some features on this profile are disabled
CRD#: 6414711
JM

Professional summary

Joseph Stanley Mateja, who also goes by Joseph S Mateja, is a registered financial advisor currently at ROOTED WEALTH ADVISORS located in Bourbonnais, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joseph S Mateja

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Stanley Mateja's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2021 - Present

ROOTED WEALTH ADVISORS

Office #1: 389 William Latham R Senior Drive, Bourbonnais, IL 60914
RIA
CRD#: 313759
BOURBONNAIS, IL
Past

November 24, 2014 - October 7, 2021

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060
COLUMBIA, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROOTED WEALTH ADVISORS
ROOTED WEALTH ADVISORS | ROOTED WEALTH ADVISORS, INC.

CRD#: 313759 / SEC#: 801-121129

RIA
Registered Investment Advisory firm - (5/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(4/22/2024)
IAR
Illinois
(11/18/2021)
IAR
Indiana
(8/7/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/18/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/2/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/24/2014
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 2/22/2017
Investment Company Products/Variable Contracts Principal Examination

Current Firm

RW
ROOTED WEALTH ADVISORS
ROOTED WEALTH ADVISORS | ROOTED WEALTH ADVISORS, INC.

CRD#: 313759 / SEC#: 801-121129

RIA
Registered Investment Advisory firm - (5/4/2021 Approved)
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Contact information

Main Address
389 William Latham R Senior Drive, Bourbonnais, IL 60914
Mailing Address
Phone number
(866) 766-8332
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/10/2025)

Regulatory assets under management

Total Number of Accounts3,276
AUM (Assets Under Management)$ 318,346,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROOTED WEALTH ADVISORS

CRD#: 313759Bourbonnais, IL 60914

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