Ju Hyen Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ju Hyen Kim, who also goes by Ju Hyen Kim, was a registered financial professional .
Ju Hyen is a previously registered financial professional and started their career in finance in 2014. Ju Hyen had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2014 - July 21, 2016
FIG PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FIG PARTNERS, LLC
CRD#: 41554 / SEC#: 801-79712, 8-49517
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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