Troy M. Klunk
Professional summary
Troy Michael Klunk, who also goes by Troy M Klunk, Troy Klunk, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Troy has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Troy Michael Klunk's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2021 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044January 6, 2021 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044January 6, 2021 - March 28, 2023
CHARLES SCHWAB & CO., INC.
March 31, 2020 - October 16, 2020
EDWARD JONES
March 30, 2020 - October 16, 2020
EDWARD JONES
December 15, 2016 - March 31, 2020
CHARLES SCHWAB & CO., INC.
March 24, 2015 - March 31, 2020
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2021)
(4/14/2021)
(1/12/2021)
(3/19/2021)
(4/12/2021)
(1/7/2021)
(4/13/2021)
(4/12/2021)
(4/12/2021)
(4/15/2021)
(4/13/2021)
(4/12/2021)
(4/12/2021)
(4/12/2021)
(4/16/2021)
(4/12/2021)
(4/13/2021)
(4/12/2021)
(4/12/2021)
(4/9/2021)
(4/13/2021)
(4/12/2021)
(4/13/2021)
(4/12/2021)
(4/12/2021)
(4/9/2021)
(4/12/2021)
(4/9/2021)
(4/20/2021)
(4/12/2021)
(4/9/2021)
(4/12/2021)
(4/11/2021)
(4/12/2021)
(4/12/2021)
(4/9/2021)
(4/12/2021)
(4/16/2021)
(4/12/2021)
(4/13/2021)
(4/12/2021)
(4/12/2021)
(4/26/2021)
(4/12/2021)
(1/4/2022)
(1/10/2022)
(4/12/2021)
(4/9/2021)
(4/12/2021)
(4/12/2021)
(4/9/2021)
(4/13/2021)
(4/9/2021)
(4/12/2021)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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