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KN

Keith J. Novick

SHILOH ADVISORS
NEW YORK, NY 10021
Some features on this profile are disabled
CRD#: 6414172
KN

Professional summary

Keith Jeffrey Novick is a registered financial professional currently at SHILOH ADVISORS INC. located in New York, New York.

Keith is registered as a RR (Registered Representative) and started their career in finance in 2014. Keith has worked at 4 firms and has passed the Series 66, Series 99TO, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Jeffrey Novick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2026 - Present

SHILOH ADVISORS INC.

Office #1: 404 East 76th Street, Suite 26b, New York, NY 10021Office #2: 404 East 76th Street, Apt. 26b, New York, NY 10021
BD
CRD#: 338014
NEW YORK, NY
Past

September 15, 2016 - May 19, 2017

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Hauppague, NY
Past

April 15, 2015 - August 5, 2016

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
WOODBURY, NY
Past

March 17, 2015 - August 5, 2016

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODBURY, NY
Past

January 22, 2015 - February 11, 2015

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
WESTBURY, NY
Past

December 10, 2014 - February 11, 2015

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
WESTBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/18/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/25/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/13/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/10/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/2/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SHILOH ADVISORS INC.
SHILOH ADVISORS INC.

CRD#: 338014 / SEC#: , 8-71403

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
404 East 76th Street, Suite 26b, New York, NY 10021
Mailing Address
404 East 76th Street, Suite 26b, New York, NY 10021
Phone number
(516) 305-3800
Established
Delaware since 03/11/2016
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NOVICK, KEITH JEFFREYCEO6414172
PORTILLO, JOSE ROMEOFINOP2248799
RAPAVY, WILLIAM GREGORYCCO1718365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHILOH ADVISORS INC.

CRD#: 338014New York, NY 10021

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