John M. Mersek

ESSENTIAL INVESTING

PHOENIX, AZ 85032

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CRD#: 6414039

Professional summary

John Michael Mersek, who also goes by John M. Mersek, John Mersek, is a registered financial advisor currently at ESSENTIAL INVESTING located in Phoenix, Arizona.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. John has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John M. Mersek | John Mersek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2015-PRESENT: ESSENTIAL INVESTING, LLC/NOT INVESTMENT RELATED/PHOENIX, AZ/MANAGING MEMBER/INACTIVE, CLOSELY HELD ENTITY/INVOLVES LESS THAN ONE PERCENT TIME EACH MONTH.//(2) DEK FOUNDATION/NOT INVESTMENT RELATED/PAYSON, AZ/INVESTMENT COMMITTEE MEMBER/CHARITABLE FOUNDATION/INVOLVES LESS THAN FIVE PERCENT OF TIME EACH MONTH, NORMALLY OUTSIDE OF TRADITIONAL BUSINESS HOURS//(3) KNAUSS FAMILY, LLC/NOT INVESTMENT RELATED/PAYSON, AZ/INVESTMENT COMMITTEE MEMBER/CLOSELY HELD FAMILY LLC/INVOLVES FIVE PERCENT OF TIME EACH MONTH, NORMALLY OUTSIDE OF TRADITIONAL BUSINESS HOURS//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Mersek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2015 - Present

ESSENTIAL INVESTING

Office #1: 13802 N 32nd St #14, Phoenix, AZ 85032

RIA

CRD#: 242790

PHOENIX, AZ

Past

December 2, 2014 - May 26, 2015

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 158107

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/25/2015)

IAR

Texas
(9/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2014

Uniform Investment Adviser Law Examination

Current Firm

ESSENTIAL INVESTING

ESSENTIAL INVESTING | ESSENTIAL WEALTH MANAGEMENT, LLC | ESSENTIAL WEALTH MANAGEMENT

CRD#: 242790 / SEC#:

Arizona

Registered Investment Advisory firm - (6/25/2015 Approved)

Texas

Registered Investment Advisory firm - (9/8/2021 Conditional Restricted)

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Contact information

Main Address

13802 N 32nd St #14, Phoenix, AZ 85032

Mailing Address

Phone number

(602) 529-8925

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	214
AUM (Assets Under Management)	$ 42,381,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Mersek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Mersek's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESSENTIAL INVESTING

HERITAGE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2014

Current Firm

ESSENTIAL INVESTING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ESSENTIAL INVESTING

TRUST BUT VERIFY

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