JT
Joshua H. Taffer
SIGNAL ADVISORS WEALTH
Ridgeland, MS 39157
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CRD#: 6413955
JT
Professional summary
Joshua Harrison Taffer, who also goes by Josh H Taffer, Josh Taffer, is a registered financial advisor currently at SIGNAL ADVISORS WEALTH, LLC located in Ridgeland, Mississippi.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joshua has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh H Taffer | Josh Taffer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) JOURNEY WEALTH STRATEGIES; INVESTMENT RELATED: YES; 1062 HIGHLAND COLONY PARKWAY, RIDGELAND, MS 39157; NATURE: INSURANCE SALES AND SERVICES; POSITION: FINANCIAL ADVISOR; START DATE: 03/2022; APPROX 160 HRS/MO; 140 HRS/MO DURING SECURITY TRADING HOURS. 2.) MISSISSIPPI FUTBOL CLUB; INVESTMENT RELATED: NO; PO BOX 1214, MADISON, MS 39130; NATURE: COACHING SOCCER TEAM; POSITION: HEAD COACH; START DATE: 01/2022; APPROX 15 HRS/MO; 0 HRS/MO DURING SECURITY TRADING HOURS. JESIOLOWSKI TAFFER CONSULTING LLC POSITION: Owner NATURE: This is business consulting and coaching for business owners. Ie: Exit/succession planning Corporation structure planning Business valuations identifying key performance indicators (KPIs) Ongoing coaching on KPIs. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2022 ADDRESS: 228 woodland brook dr, Madison MS 39110, United States DESCRIPTION: Owner. The day to day responsibilities of running the business
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Harrison Taffer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2023 - Present
SIGNAL ADVISORS WEALTH, LLC
Office #1: 1062 Highland Colony Parkway, Suite 260, Ridgeland, MS 39157RIA
CRD#: 301086
Ridgeland, MS
Past
April 4, 2022 - September 14, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Ridgeland, MS
Past
April 4, 2022 - January 26, 2023
AE FINANCIAL SERVICES, LLC
BD
CRD#: 298608
Ridgeland, MS
Past
July 23, 2020 - March 15, 2022
APW CAPITAL, INC.
BD
CRD#: 43814
Flowood, MS
Past
July 17, 2020 - March 31, 2022
SOUND FINANCIAL STRATEGIES GROUP, LLC
RIA
CRD#: 286261
FLOWOOD, MS
Past
July 14, 2016 - July 15, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FLOWOOD, MS
Past
July 14, 2016 - July 15, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FLOWOOD, MS
Past
November 2, 2015 - May 25, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
VIRGINIA BEACH, VA
Past
November 2, 2015 - May 25, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
VIRGINIA BEACH, VA
Past
January 12, 2015 - September 30, 2015
EDWARD JONES
RIA
CRD#: 250
CHESAPEAKE, VA
Past
December 23, 2014 - September 30, 2015
EDWARD JONES
BD
CRD#: 250
CHESAPEAKE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIGNAL ADVISORS WEALTH, LLC
CARDINAL WEALTH MANAGEMENT LLC | TWO WATERS WEALTH MANAGEMENT | SIGNAL WEALTH | SIGNAL ADVISORS WEALTH, LLC | SECURE MONEY STRATEGIES, LLC | RETIREMENT PROTECTORS, INC. | RELIABLE WEALTH FINANCIAL GROUP | NEW SMYRNA BEACH RETIREMENT SOLUTIONS | LIONHEAD ASSET MANAGEMENT | JOURNEY WEALTH STRATEGIES | HERITAGE FINANCIAL RESOURCES WEALTH MANAGEMENT, LLC | FJ SHAW PRIVATE WEALTH | FAMILY RETIREMENT SERVICES | CASHMORE INVESTMENTS
CRD#: 301086 / SEC#: 801-127017
RIA
Registered Investment Advisory firm - (12/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(9/19/2023)
IAR
Texas(9/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SIGNAL ADVISORS WEALTH, LLC
CARDINAL WEALTH MANAGEMENT LLC | TWO WATERS WEALTH MANAGEMENT | SIGNAL WEALTH | SIGNAL ADVISORS WEALTH, LLC | SECURE MONEY STRATEGIES, LLC | RETIREMENT PROTECTORS, INC. | RELIABLE WEALTH FINANCIAL GROUP | NEW SMYRNA BEACH RETIREMENT SOLUTIONS | LIONHEAD ASSET MANAGEMENT | JOURNEY WEALTH STRATEGIES | HERITAGE FINANCIAL RESOURCES WEALTH MANAGEMENT, LLC | FJ SHAW PRIVATE WEALTH | FAMILY RETIREMENT SERVICES | CASHMORE INVESTMENTS
CRD#: 301086 / SEC#: 801-127017
RIA
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Contact information
Main Address
1555 Broadway St, Detroit, MI 48226
Mailing Address
Phone number
+1 (866) 774-4625
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,250 |
| AUM (Assets Under Management) | $ 1,352,814,108 |
Red Flags
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Company Information
SIGNAL ADVISORS WEALTH, LLC
CRD#: 301086Ridgeland, MS 39157TRUST BUT VERIFY
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