Adam I. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Ian Cohen, who also goes by Adam Cohen, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2015. Adam had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2015 - June 29, 2015
NORTHCOAST RESEARCH PARTNERS, LLC
February 19, 2015 - June 29, 2015
AMERICA NORTHCOAST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHCOAST RESEARCH PARTNERS, LLC
CRD#: 149109 / SEC#: , 8-68115
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
