LF
Lincoln D. Fleming
BLACKROCK INVESTMENT MANAGEMENT
Highland, UT
Some features on this profile are disabled
CRD#: 6413303
LF
Lincoln Daniel FlemingBLACKROCK INVESTMENT MANAGEMENT
Professional summary
Lincoln Daniel Fleming, CFP®, who also goes by Lincoln Fleming, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Highland, Utah and BLACKROCK INVESTMENTS, LLC located in New York, New York.
Lincoln is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Lincoln has worked at 4 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.
Aliases
Lincoln Fleming
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) N/A - Own residential rental properties in my name (no business entity); I own 3 rental properties in Utah near my home. These are owned in my name (not in a business entity) and my time commitment is very small--only about 2-3 hours or so a month. They are long-term rentals so tenant turnover is very infrequent. I also have processes in place that minimize the time I spend on them. As such, I was not previously required to disclose this. However, I recently passed various licensing exams and became a registered representative (just in the last couple of days), which requires disclosure of all rental properties irrespective of time commitment. So that is why I am disclosing now.; Other; 3 hrs/month; Start Date:11-24-2025 (2) American Institute of Certified Public Accountants; Serve on the AICPA Personal Financial Planning Executive Committee. BLK gave me permission to serve on this committee for the prior year, which I've done. This would simply be extending my service on the same committee for an additional 2 years. ; Committee / Sub committee Member; 4 hrs/month; Start Date:05-14-2025 (3) Personal Financial Planning (PFP) Executive Committee of the Association of International Certified Professional Accountants (AICPA); The PFP executive committee supports the AICPA by providing its members with information advocacy and leadership to enable them to perform valuable personal financial planning services in the highest professional manner.; Committee / Sub-committee Member; 4 hrs/month; Start Date:05-01-2024 (4) AICPA Benevolent Fund; The AICPA Benevolent Fund was created in 1933 to provide short-term assistance to AICPA members struggling with daily living expenses. I will be a volunteer committee member of this charitable fund.; Committee / Sub committee Member; 1 hrs/month; Start Date:05-01-2026
CRS (Client Relationship Summary) - RIA
Click below to view Lincoln Daniel Fleming's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
May 4, 2026 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
Highland, UT
Current
November 21, 2025 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 50 Hudson Yards, New York, NY 10001BD
CRD#: 38642
NEW YORK, NY
Past
February 13, 2020 - January 16, 2021
SQUIRE WEALTH ADVISORS
RIA
CRD#: 117750
OREM, UT
Past
February 20, 2015 - September 2, 2015
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2026)
RR
Alaska(5/1/2026)
RR
Arizona(5/1/2026)
RR
Arkansas(5/1/2026)
RR
California(5/1/2026)
RR
Colorado(5/1/2026)
RR
Connecticut(5/1/2026)
RR
Delaware(5/1/2026)
RR
District of Columbia(5/1/2026)
RR
Florida(5/1/2026)
RR
Georgia(5/1/2026)
RR
Hawaii(5/1/2026)
RR
Idaho(5/1/2026)
RR
Illinois(5/1/2026)
RR
Indiana(5/1/2026)
RR
Iowa(5/1/2026)
RR
Kansas(5/1/2026)
RR
Kentucky(5/1/2026)
RR
Louisiana(5/1/2026)
RR
Maine(5/1/2026)
RR
Maryland(5/1/2026)
RR
Massachusetts(5/1/2026)
RR
Michigan(5/1/2026)
RR
Minnesota(5/1/2026)
RR
Mississippi(5/1/2026)
RR
Missouri(5/1/2026)
RR
Montana(5/1/2026)
RR
Nebraska(5/1/2026)
RR
Nevada(5/1/2026)
RR
New Hampshire(5/1/2026)
RR
New Jersey(5/1/2026)
IAR
New Jersey(5/4/2026)
RR
New Mexico(5/1/2026)
RR
New York(4/30/2026)
RR
North Carolina(5/1/2026)
RR
North Dakota(5/1/2026)
RR
Ohio(5/3/2026)
RR
Oklahoma(5/1/2026)
RR
Oregon(5/1/2026)
RR
Pennsylvania(5/1/2026)
RR
Puerto Rico(5/1/2026)
RR
Rhode Island(5/1/2026)
RR
South Carolina(5/1/2026)
RR
South Dakota(5/1/2026)
RR
Tennessee(5/1/2026)
RR
Texas(5/1/2026)
RR
Utah(4/30/2026)
IAR
Utah(5/4/2026)
RR
Vermont(5/1/2026)
RR
Virgin Islands(5/1/2026)
RR
Virginia(5/1/2026)
RR
Washington(5/1/2026)
RR
West Virginia(5/1/2026)
RR
Wisconsin(5/1/2026)
RR
Wyoming(5/1/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Loading...
Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
