Harold J. Kirkpatrick

PROCYON

Holden, MA

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CRD#: 6413229

Professional summary

Harold James Kirkpatrick, CFP®, who also goes by Harry James Kirkpatrick, is a registered financial advisor currently at PROCYON located in Holden, Massachusetts.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Harold has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harry James Kirkpatrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fruitful, Inc.; Investment Related: Yes; 335 Madison Ave, Suite 5E, New York, NY. 10017; Fintech financial advisory firm; Strategic advisor; Since 06/2023; 5 hours per month; Advise start-ups on business decisions including fundraising. 2) GLG Consulting; Investment Related: No; 60 East 42nd Street, 3rd Floor, New York, NY. 10165; Consulting firm; Consultant; Since 01/2023; 5 hours per month; Provide consultative advice to firms within financial services and technology industries.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold James Kirkpatrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 7, 2024 - Present

PROCYON

RIA

CRD#: 288239

Holden, MA

Past

August 25, 2023 - January 30, 2024

CONNECTUS WEALTH

RIA

CRD#: 310912

North Andover, MA

Past

May 9, 2017 - May 8, 2023

FACET

RIA

CRD#: 285961

Holden, MA

Past

March 10, 2017 - July 19, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Baltimore, MD

Past

April 30, 2015 - February 24, 2017

M HOLDINGS SECURITIES, INC.

CRD#: 43285

SOUTHBOROUGH, MA

Past

November 11, 2014 - April 30, 2015

PRUCO SECURITIES, LLC.

CRD#: 5685

MARLBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/7/2024)

IAR

Massachusetts
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/11/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harold J. Kirkpatrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold James Kirkpatrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONNECTUS WEALTH

FACET

PURSHE KAPLAN STERLING INVESTMENTS

M HOLDINGS SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2016

Series 63

Date: 11/22/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/20/2016

Series 6

Date: 11/11/2014

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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