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Jesus A Pompa

CFP®
LIFESTYLE WEALTH
Dallas, TX
·CRD# 6413142·11 years experience

Professional Summary

Jesus A Pompa, CFP®, who also goes by Jesse Pompa, Jesus Alberto Pompa, is a registered financial advisor currently at LIFESTYLE WEALTH located in Dallas, Texas and CETERA ADVISORS LLC located in Dallas, Texas. Jesus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jesus has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jesse Pompa, Jesus Alberto Pompa

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2020

Years of Experience

11 years in the financial services industry

Current & Past Employments

LIFESTYLE WEALTH·CRD# 157450
RIA
1. 17950 Preston Rd # 770, Dallas, TX 752522. 6000 Western Place Suite 120, Fort Worth, TX 76107
May 9, 2024 - Present
CETERA ADVISORS LLC·CRD# 10299
BD
17950 Preston Road #770, Dallas, TX 75252
March 5, 2024 - Present
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Irving, TX
October 25, 2019 - December 31, 2023
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Beaumont, TX
October 25, 2019 - December 31, 2023
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Beaumont, TX
April 4, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Beaumont, TX
April 4, 2018 - October 25, 2019
CAPITAL ONE ADVISORS, LLC·CRD# 136865
RIA
Beaumont, TX
September 8, 2016 - March 30, 2018
CAPITAL ONE INVESTING, LLC·CRD# 45744
BD
Houston, TX
September 8, 2016 - March 30, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Beaumont, TX
March 25, 2015 - August 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Beaumont, TX
January 22, 2015 - August 2, 2016

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Current Firm

LW
LIFESTYLE WEALTH

CENTURION ADVISORS CORP. | LIFESTYLE WEALTH | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | EVERETT FINANCIAL GROUP | DFW RETIREMENT PLANNERS

CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - SEC (6/7/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (6/12/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

211 West Edgewood Suite 300, Friendswood, TX 77546

Phone Number

(281) 612-2035

# of Employees

13

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIFESTYLE ASSET MANAGEMENT, INC. ADV BROCHURE (10/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,852

AUM (Assets Under Management)

$571,164,427

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NAME OF OTHER BUSINESS: EVERETT FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: 17950 PRESTON RD # 770, DALLAS, TX 75252,, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; DBA Everett Financial Group for previous RIA business 2. NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC. - CRD# 157450 ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 05/2024 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT; 3. NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 05/2024 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: HARVEST PROVIDENCE, LLC, INVESTMENT RELATED: NO, ADDRESS: 1301 CROYDON ST, IRVING, TX 75062, NATURE OF BUSINESS: REAL ESTATE, START DATE: 08/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTY; 5. NAME OF OTHER BUSINESS: MBL INSURANCE AGENCY, LLC (DBA: DFW RETIREMENT PLANNERS); INVESTMENT RELATED: YES; ADDRESS: 6000 WESTERN PL, SUITE 500, FORT WORTH, TX 76107; NATURE OF BUSINESS: INS DBA START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE & SERVICE OF FIXED INSURANCE PRODUCTS; 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: 6000 WESTERN PL, SUITE 500, FORT WORTH, TX 76107; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2014; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7. NAME OF OTHER BUSINESS: MBL INSURANCE AGENCY, LLC (DBA: DFW RETIREMENT PLANNERS); INVESTMENT RELATED: NO; ADDRESS: 6000 WESTERN PLACE, STE. 500, FORTH WORTH, TX 76107; NATURE OF BUSINESS: RADIO SHOW; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: AGENT / EXECUTIVE PRODUCER; APX NUMBER OF HOURS PER WEEK: 1.5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RADIO SHOW RECURRING ROLE;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LIFESTYLE WEALTH

CENTURION ADVISORS CORP. | LIFESTYLE WEALTH | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | EVERETT FINANCIAL GROUP | DFW RETIREMENT PLANNERS

CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - SEC (6/7/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (6/12/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(3/5/2024)
IAR
Texas
(5/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2015About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Jesus A Pompa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JP
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