JP
Jesus A. Pompa
LIFESTYLE ASSET MANAGEMENT
Dallas, TX 75252
Some features on this profile are disabled
CRD#: 6413142
JP
Professional summary
Jesus A Pompa, CFP®, who also goes by Jesse Pompa, Jesus Alberto Pompa, is a registered financial advisor currently at LIFESTYLE ASSET MANAGEMENT, INC. located in Dallas, Texas and CETERA ADVISORS LLC located in Dallas, Texas.
Jesus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jesus has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jesse Pompa | Jesus Alberto Pompa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: EVERETT FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: 17950 PRESTON RD # 770, DALLAS, TX 75252,, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; DBA Everett Financial Group for previous RIA business 2. NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC. - CRD# 157450 ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 05/2024 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT; 3. NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 05/2024 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: HARVEST PROVIDENCE, LLC, INVESTMENT RELATED: NO, ADDRESS: 1301 CROYDON ST, IRVING, TX 75062, NATURE OF BUSINESS: REAL ESTATE, START DATE: 08/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTY; 5. NAME OF OTHER BUSINESS: MBL INSURANCE AGENCY, LLC (DBA: DFW RETIREMENT PLANNERS); INVESTMENT RELATED: YES; ADDRESS: 6000 WESTERN PL, SUITE 500, FORT WORTH, TX 76107; NATURE OF BUSINESS: INS DBA START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE & SERVICE OF FIXED INSURANCE PRODUCTS; 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: 6000 WESTERN PL, SUITE 500, FORT WORTH, TX 76107; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2014; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Jesus A Pompa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
May 9, 2024 - Present
LIFESTYLE ASSET MANAGEMENT, INC.
Office #1: 17950 Preston Rd # 770, Dallas, TX 75252Office #2: 6000 Western Place Suite 500, Fort Worth, TX 76107RIA
CRD#: 157450
Dallas, TX
Current
March 5, 2024 - Present
CETERA ADVISORS LLC
Office #1: 17950 Preston Road #770, Dallas, TX 75252BD
CRD#: 10299
Dallas, TX
Past
October 25, 2019 - December 31, 2023
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
October 25, 2019 - December 31, 2023
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BEAUMONT, TX
Past
April 4, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
BEAUMONT, TX
Past
April 4, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
BEAUMONT, TX
Past
September 8, 2016 - March 30, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Beaumont, TX
Past
September 8, 2016 - March 30, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
Houston, TX
Past
March 25, 2015 - August 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BEAUMONT, TX
Past
January 22, 2015 - August 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BEAUMONT, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFESTYLE ASSET MANAGEMENT, INC.
CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS
CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Texas
Registered Investment Advisory firm - (6/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(3/5/2024)
IAR
Texas(5/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LIFESTYLE ASSET MANAGEMENT, INC.
CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS
CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Texas
Registered Investment Advisory firm - (6/12/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
211 West Edgewood Suite 300, Friendswood, TX 77546
Mailing Address
Phone number
(281) 612-2035
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,294 |
| AUM (Assets Under Management) | $ 399,218,297 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFESTYLE ASSET MANAGEMENT, INC.
CRD#: 157450Dallas, TX 75252TRUST BUT VERIFY
Monitor Jesus Pompa
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
