Brandon A. Schleter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon August Schleter, CFP®, who also goes by Brandon Schleter, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2014. Brandon had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
March 12, 2019 - April 3, 2023
MERIDIAN WEALTH MANAGEMENT, LLC
May 28, 2015 - March 12, 2019
ON INVESTMENT MANAGEMENT CO
May 28, 2015 - March 12, 2019
THE O.N. EQUITY SALES COMPANY
November 13, 2014 - March 20, 2015
PURSHE KAPLAN STERLING INVESTMENTS
Primary Firm SEC Registration
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523 / SEC#: 801-70676
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523 / SEC#: 801-70676
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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