Christopher J. Tortora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Joseph Tortora was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2014. Christopher had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2022 - October 2, 2023
EUREKACAP PARTNERS, INC.
December 3, 2014 - July 5, 2022
WESTMINSTER RESEARCH ASSOCIATES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EUREKACAP PARTNERS, INC.
CRD#: 142248 / SEC#: , 8-67444
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EUREKA CAPITAL LIMITED | HOLDING COMPANY | |
| POLLOCK, MARTIN JAY | CCO, FINOP, AML SUPER., CFO | 1067521 |
Red Flags
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