YE
Yuerg T. Eichmann
SWISS AMERICAN ASSET MANAGEMENT
Glendale, AZ 85308
Some features on this profile are disabled
CRD#: 6412419
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Professional summary
Yuerg Theodor Eichmann is a registered financial advisor currently at SWISS AMERICAN ASSET MANAGEMENT located in Glendale, Arizona.
Yuerg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Yuerg has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Name of the other business: Homesmart Investment related: NO Address of other business: 33725 N Scottsdale Rd STE 130, Scottsdale, AZ 85266 Nature of other business: REAL ESTATE Your Position: REALTOR / Real Estate agent Start date: June 2016 How many hours per month: 10 During security trading hours: 0 Duties: Assessing real estate markets, home valuations, Property comparison studies and reports. Advising the buying and selling public. THE NAME OF THE OTHER BUSINESS: ELBA FINANCIAL dba Swiss American Financial INVESTMENT RELATED?: NO ADDRESS OF OTHER BUSINESS: 17505 N. 79TH AVE SUITE 305C, GLENDALE AZ 85308 NATURE OF OTHER BUSINESS: REPRESENTING INSURANCE PRODUCTS, INDEPENDENT INSURANCE ADVISOR, SELLING ANNUITIES, LIFE INSURANCE AND LTC PRODUCTS YOUR POSITION: PRESIDENT / OWNER START DATE: MARCH 2004 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 100+ HOURS HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 100+ HOURS BRIEFLY DESCRIBE YOUR DUTIES: CREATING FINANCIAL RETIREMENT PLANS FOR CLIENTS, HELPING CLIENTS WITH CHOICES PERTAINING TO ANNUITIES, LIFE INSURANCE AND LONG TERM CARE NEEDS. THIS ENTITY SHOULD NOT BE REGISTERED AS AN INVESTMENT ADVISER IN THE STATE OF ARIZONA DUE TO THE FACT THAT THIS IS THE BUSINESS THAT YUERG SELLS HIS FINANCIAL PLANNING AND INSURANCE SERVICES THROUGH. ALL OF THE INVESTMENT SERVICES WILL BE SOLD THROUGH HORTER INVESTMENT MANAGEMENT. "SWISS AMERICAN FINANCIAL SOLUTIONS" IS AN S-CORP FOR ELBA FINANCIAL; IT IS FOR TAX PURPOSES ONLY SO THAT COMMISSIONS CAN BE DISTRIBUTED TO EMPLOYEES.
CRS (Client Relationship Summary) - RIA
Click below to view Yuerg Theodor Eichmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2020 - Present
SWISS AMERICAN ASSET MANAGEMENT
Office #1: 17505 N. 79th Avenue Suite 215, Glendale, AZ 85308RIA
CRD#: 309852
Glendale, AZ
Past
September 30, 2020 - December 31, 2021
SWISS AMERICAN ASSET MANAGEMENT
RIA
CRD#: 309852
GLENDALE, AZ
Past
January 29, 2020 - March 23, 2021
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
GLENDALE, AZ
Past
December 26, 2014 - January 22, 2020
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
GLENDALE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/30/2020)
IAR
Washington(8/13/2020)
Current Firm
SA
SWISS AMERICAN ASSET MANAGEMENT
SWISS AMERICAN ASSET MANAGEMENT | SWISS AMERICAN ASSET MANAGEMENT, LLC
CRD#: 309852 / SEC#:
Arizona
Registered Investment Advisory firm - (9/30/2020 Approved)Washington
Registered Investment Advisory firm - (4/2/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17505 N. 79th Avenue Suite 215, Glendale, AZ 85308
Mailing Address
1312 N Monroe Street, Spokane, WA 99201
Phone number
(602) 703-6611
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 16,200,000 |
Red Flags
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