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RW

Robert F. Winter

YIELDSTREET MARKETS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6412350
RW

Professional summary

Robert Forbes Winter, who also goes by Robert Forbes Winter, Robert Winter, is a registered financial professional currently at YIELDSTREET MARKETS LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2014. Robert has worked at 3 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Forbes Winter | Robert Winter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Forbes Winter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 6, 2025 - Present

YIELDSTREET MARKETS LLC

Office #1: 300 Park Avenue 15th Floor, New York, NY 10022Office #2: 300 Park Avenue 15th Floor, New York, NY 10022
BD
CRD#: 172295
New York, NY
Past

January 15, 2023 - June 6, 2023

BRADLEY WOODS & CO. LTD.

BD
CRD#: 13660
NEW YORK, NY
Past

December 1, 2014 - June 16, 2021

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/17/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/23/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/21/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/1/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

YM
YIELDSTREET MARKETS LLC
REALCADRE COMPANY | YIELDSTREET MARKETS LLC | REALCADRE LLC

CRD#: 172295 / SEC#: , 8-69506

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Park Avenue 15th Floor, New York, NY 10022
Mailing Address
300 Park Avenue 15th Floor, New York, NY 10022
Phone number
(844) 943-5378
Established
Delaware since 06/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
QUADRO PARTNERS, LLCHOLDING COMPANY
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
KERR, PETERCHIEF EXECUTIVE OFFICER, INTERIM CHIEF COMPLIANCE OFFICER5843450
SINELNIKOV, PETER SERGEYPRINCIPAL FINANCIAL OFFICER6493208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YIELDSTREET MARKETS LLC

CRD#: 172295New York, NY 10022

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