SC
Shane A. Conti
BROKER ONE
LEETONIA, OH
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CRD#: 6412330
SC
Professional summary
Shane Allen Conti is a registered financial advisor currently at BROKER ONE located in Leetonia, Ohio.
Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Shane has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FARMING-HIGHPOINT FARM,LLC
GENERAL FARM MAINTENANCE DURING SUMMER MONTHS.
10-20 HOURS PER WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Allen Conti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2014 - Present
BROKER ONE
RIA
CRD#: 121219
LEETONIA, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(11/17/2014)
Current Firm
BO
BROKER ONE
ALLEN CHARLES CONTI | CONTI, ALLEN CHARLES | BROKER ONE
CRD#: 121219 / SEC#:
Ohio
Registered Investment Advisory firm - (1/13/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Canfield, OH
Mailing Address
Phone number
(330) 533-9024
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 24,400,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
