Roberto Alejandro Deguardiola Jr
Professional Summary
Roberto Alejandro Deguardiola JR, who also goes by Robert Alexander Deguardiola Jr, Roberto A Deguardiola Jr, Roberto Alexander Deguardiola Jr, was a registered financial advisor. Roberto was a previously registered financial professional and started their career in finance 1970 - 2019. Roberto had worked at 9 firms and has passed the SIE, Series 7, Series 1, Series 24 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Alexander Deguardiola Jr, Roberto A Deguardiola Jr, Roberto Alexander Deguardiola Jr
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
56 years in the financial services industry
Current & Past Employments
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Current Firm
DE GUARDIOLA ADVISORS, INC. | DE GUARDIOLA ADVISORS, LLC
Contact Information
Established
Florida since 12/31/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jul 1970Series 40 — Registered Principal Examination
Passed Apr 1975Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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