Charles W. Castino
Professional summary
Charles William Castino, CFP®, who also goes by Charles W Castino, Charlie Castino, is a registered financial advisor currently at INDIE ASSET PARTNERS, LLC located in Carmel, Indiana.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Charles has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles William Castino's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2024 - Present
INDIE ASSET PARTNERS, LLC
Office #1: 10 East Main Street Suite 220, Carmel, IN 46032March 23, 2015 - April 22, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 4, 2015 - April 22, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
INDIE ASSET PARTNERS, LLC
CRD#: 154503 / SEC#: 801-71728
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/24/2024)
Exams
Current Firm
INDIE ASSET PARTNERS, LLC
CRD#: 154503 / SEC#: 801-71728
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 948 |
| AUM (Assets Under Management) | $ 722,689,974 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
