Diego Luna Y Parra Diaz

BERLIN WEALTH GROUP ADVISORS

TOMBALL, TX

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CRD#: 6411937

Professional summary

Diego Luna Y Parra Diaz, who also goes by Diego Luna Y Parra, is a registered financial advisor currently at BERLIN WEALTH GROUP ADVISORS located in Tomball, Texas.

Diego is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Diego has worked at 5 firms and has passed the Series 66, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diego Luna Y Parra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KPITALIA ASSET MANAGEMENT; INVESTMENT RELATED; STELLANTIS BUILDING, SANTA FE AVENUE NO. 1240, 9TH FLOOR, LOMAS DE SANTA FE NEIGHBORHOOD, CUAJIMALPA DE MORELOS, MEXICO CITY, MEXICO 01219; ASSET MANAGEMENT; WEALTH & INVESTMENT STRATEGIST; 12/2024; APPROX. 80 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INVESTMENT ADVISOR REPRESENTATIVE FOR MEXICO ASSET MANAGEMENT FIRM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diego Luna Y Parra Diaz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2025 - Present

BERLIN WEALTH GROUP ADVISORS

RIA

CRD#: 330370

TOMBALL, TX

Past

January 16, 2024 - June 18, 2024

FINAMEX ASSET MANAGEMENT, LLC

RIA

CRD#: 304260

MEXICO CITY,

Past

November 9, 2023 - June 18, 2024

FINAMEX INTERNATIONAL, LLC

CRD#: 301726

HOUSTON, TX

Past

March 19, 2019 - September 30, 2019

BULLTICK WEALTH MANAGEMENT, LLC

RIA

CRD#: 141588

Shenendoah, TX

Past

January 27, 2015 - June 2, 2015

ALTERNA SECURITIES, INC.

CRD#: 41139

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERLIN WEALTH GROUP ADVISORS

BERLIN GROUP WEALTH ADVISORS | BERLIN, JONATHAN ANTONIO MEZA | BERLIN WEALTH GROUP ADVISORS

CRD#: 330370 / SEC#: 801-129828

RIA

Registered Investment Advisory firm - (4/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2024

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/19/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/7/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2015

General Securities Representative Examination

Current Firm

BERLIN WEALTH GROUP ADVISORS

BERLIN GROUP WEALTH ADVISORS | BERLIN, JONATHAN ANTONIO MEZA | BERLIN WEALTH GROUP ADVISORS

CRD#: 330370 / SEC#: 801-129828

RIA

Registered Investment Advisory firm - (4/2/2024 Approved)

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Contact information

Main Address

Cabo San Lucas, Baja California Sur

Mailing Address

Phone number

+1 (310) 696-3704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BERLIN WEALTH GROUP ADVISORS (6/18/2025)

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 1,420,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diego Luna Y Parra Diaz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diego Luna Y Parra Diaz's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINAMEX ASSET MANAGEMENT, LLC

FINAMEX INTERNATIONAL, LLC

BULLTICK WEALTH MANAGEMENT, LLC

ALTERNA SECURITIES, INC.

Primary Firm SEC Registration

BERLIN WEALTH GROUP ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2024

Series 65

Date: 3/19/2019

Series 7TO

Date: 11/7/2023

SIE

Date: 6/2/2023

Series 7

Date: 1/27/2015

Current Firm

BERLIN WEALTH GROUP ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERLIN WEALTH GROUP ADVISORS

TRUST BUT VERIFY

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