Rosario Chacon
CFP®Professional Summary
Rosario Chacon, CFP® is a registered financial advisor currently at WEALTH-SOURCE FINANCIAL located in Oakland, California. Rosario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Rosario has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Tax Planning
- Education Funding
- Investment Management
- Retirement Planning
- Financial Planning
- Business Services
- Cashflow & Budgeting
Specializations
Biography
Welcome to Wealth-Source Financial. When you work with Wealth-Source, you work with a professional who is a Fee-Only, Fiduciary, CERTIFIED FINANCIAL PLANNER™ (CFP®) and Financial Behavior Specialist (FBS®). This means that you work with an adviser that doesn’t sell financial products with hidden fees and you partner with a professional who applies her coaching skills to help you stay on your personal goals map. Whether you are a first-generation professional making more than your parents...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WEALTH-SOURCE FINANCIAL
Contact Information
Main Address
Oakland, CAPhone Number
(415) 202-3820# of Employees
0Documents
Regulatory Assets Under Management
Total Number of Accounts
58AUM (Assets Under Management)
$3,041,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/15/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Rosario Chacon's CRS (Customer Relationship Summary).
Services Offered by Rosario
- Tax Planning
- Education Funding
- Investment Management
- Retirement Planning
- Financial Planning
- Business Services
- Cashflow & Budgeting
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