Rosario Chacon
WEALTH-SOURCE FINANCIAL
Oakland, CA
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CRD#: 6411770
Professional summary
Rosario Chacon, CFP® is a registered financial advisor currently at WEALTH-SOURCE FINANCIAL located in Oakland, California.
Rosario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Rosario has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Welcome to Wealth-Source Financial.
When you work with Wealth-Source, you work with a professional who is a Fee-Only, Fiduciary, CERTIFIED FINANCIAL PLANNER™ (CFP®) and Financial Behavior Specialist (FBS®). This means that you work with an adviser that doesn’t sell financial products with hidden fees and you partner with a professional who applies her coaching skills to help you stay on your personal goals map.
Whether you are a first-generation professional making more than your parents together or you come from generational wealth, managing money according to your personal values is not easy. Add to it any career changes, a new family or new responsibilities for your elderly parents and it may become overwhelming. You could be 30, 50 or 70 and starting a new cycle in life. You want to gain clarity and confidence in your choices. I can help you find the right decision FOR YOU. Together we can trace your personal map and make adjustments for you as life changes.
As a fiduciary, and life coaching professional, I will help you find a values-centered relationship with your finances so you can have peace of mind around your money and you can focus on your personal and professional life.
Question & Answer
What are your service offerings?
Tax Planning
Education Planning
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Divorce Planning
Debt Management
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
Baby Boomers
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Corporate Executives
Entrepreneurs
Financial Psychology/Coaching
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business: MEDA ( Mission Economic Development Agency), a non-profit organization in San Francisco, CA
Title: Financial Capability Coach; started Jan 7, 2019
Non-invested-related non-profit organization
FT employee and works during two to four trading hours a day, four to five days a week.
As a Financial Capability Coach, Rosario Chacon is responsible for working with low- and moderate-income San Francisco households, focusing mainly on debt, income, savings and credit issues.
CRS (Client Relationship Summary) - RIA
Click below to view Rosario Chacon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 15, 2019 - Present
WEALTH-SOURCE FINANCIAL
RIA
CRD#: 300055
Oakland, CA
Past
January 3, 2015 - February 24, 2016
MORGAN STANLEY
RIA
CRD#: 149777
Pleasanton, CA
Past
December 5, 2014 - February 24, 2016
MORGAN STANLEY
BD
CRD#: 149777
Pleasanton, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/15/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WEALTH-SOURCE FINANCIAL
WEALTH-SOURCE FINANCIAL
CRD#: 300055 / SEC#:
California
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Contact information
Main Address
Oakland, CA
Mailing Address
Phone number
(415) 202-3820
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 2,100,000 |
Red Flags
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