Scott J. Thole

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CRD#: 6411653

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Jacob Thole was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2014. Scott had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MIDWEST SECURE RETIREMENT; SAME AS BRANCH; INV REL; FINANCIAL & RETIREMENT PLANNING; FINANCIAL ADVISOR; START DATE=12/2016; HRS/MO=160; TRADING HRS/MO=130; SERVICE TASKS, RETIREMENT PLANNING, LIFE & DISABILITY INSURANCE * PARTICLE CONTROL INC; NON INV REL; 6062 LAMBERT AVE NE, ALBERTVILLE, MN 55301; FOOD-GRADE TOLL MILLING, TOLL BLENDING, TOLL SCREENING, PACKAGING, AIR CLASSIFICATION; ASSOCIATE; START DATE=06/2023; HRS/MO=160; TRADING HRS/MO=80; RUN FOOD MILL, LOAD PRODUCT, PACKAGE COMPLETED PRODUCT, GET PRODUCT READY TO SHIP BACK TO CLIENT

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 1, 2021 - September 12, 2024

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

St. Louis Park, MN

Past

August 30, 2021 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

ST. LOUIS PARK, MN

Past

August 16, 2021 - August 17, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

ST. LOUIS PARK, MN

Past

August 16, 2021 - September 12, 2024

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

ST. LOUIS PARK, MN

Past

March 4, 2019 - August 27, 2021

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Rogers, MN

Past

January 19, 2017 - August 27, 2021

ONEAMERICA SECURITIES, INC.

CRD#: 4173

SAINT LOUIS PARK, MN

Past

November 21, 2014 - January 9, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

ST. LOUIS PARK, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/21/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott J. Thole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2019

Series 63

Date: 12/6/2014

SIE

Date: 10/1/2018

Series 6

Date: 11/21/2014

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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