Katherine A. Frazier
Professional summary
Katherine Anne Frazier, CFP®, who also goes by Katherine Anne Guenther, Katie A Guenther, is a registered financial advisor currently at BGM WEALTH MANAGEMENT located in Bloomington, Minnesota.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Katherine has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Anne Frazier's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
January 12, 2018 - Present
BGM WEALTH MANAGEMENT
Office #1: 7900 International Drive Suite 800, Bloomington, MN 55425February 17, 2016 - August 15, 2017
EVEREST FINANCIAL GROUP
September 15, 2015 - August 14, 2017
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
BGM WEALTH MANAGEMENT
CRD#: 110483 / SEC#: 801-53285
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/24/2024)
(1/12/2018)
(9/28/2023)
(6/24/2024)
Exams
Current Firm
BGM WEALTH MANAGEMENT
CRD#: 110483 / SEC#: 801-53285
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 814 |
| AUM (Assets Under Management) | $ 433,347,404 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/23/2025 | ||
| 10/16/2024 | ||
| 01/19/2024 |
Red Flags
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