Victoria E. De Oliveira

SCHWAB WEALTH ADVISORY

Phoenix, AZ

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CRD#: 6411515

Professional summary

Victoria Elizabeth De Oliveira, who also goes by VIctoria De Oliveira, Victoria Elizabeth Deoliveira, Victoria E Sirrine, Victoria Elizabeth Sirrine, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.

Victoria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Victoria has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Victoria De Oliveira | Victoria Elizabeth Deoliveira | Victoria E Sirrine | Victoria Elizabeth Sirrine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Elizabeth De Oliveira's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2020 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Phoenix, AZ

Current

December 10, 2020 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8040 South 48th Street, Phoenix, AZ 85044

RIA

CRD#: 5393

Phoenix, AZ

Past

December 10, 2020 - March 28, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

May 10, 2019 - November 12, 2020

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

PLANO, TX

Past

May 10, 2019 - November 12, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

PLANO, TX

Past

November 8, 2018 - January 28, 2019

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

DALLAS, TX

Past

November 7, 2018 - January 28, 2019

FROST INVESTMENT SERVICES

RIA

CRD#: 286129

DALLAS, TX

Past

May 26, 2016 - January 26, 2017

HARRISDIRECT LLC

RIA

CRD#: 42159

Sandy, UT

Past

May 25, 2016 - January 26, 2017

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

December 15, 2015 - May 16, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

SALT LAKE CITY, UT

Past

December 15, 2015 - May 16, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Salt Lake City, UT

Past

November 19, 2015 - May 16, 2016

TD AMERITRADE, INC.

CRD#: 7870

SALT LAKE CITY, UT

Past

November 21, 2014 - April 28, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/17/2020)

IAR

Arizona
(3/1/2023)

California
(12/17/2020)

Colorado
(12/17/2020)

Connecticut
(12/17/2020)

Florida
(12/17/2020)

Georgia
(12/17/2020)

Hawaii
(12/17/2020)

Illinois
(12/17/2020)

Iowa
(12/17/2020)

Massachusetts
(12/17/2020)

Minnesota
(10/4/2024)

Montana
(12/17/2020)

Nevada
(12/17/2020)

New Mexico
(12/17/2020)

New York
(10/4/2024)

North Carolina
(10/4/2024)

Ohio
(12/18/2020)

Oklahoma
(12/17/2020)

Oregon
(12/17/2020)

Pennsylvania
(3/7/2024)

South Carolina
(10/4/2024)

South Dakota
(12/17/2020)

Tennessee
(10/4/2024)

Texas
(12/10/2020)

IAR

Texas
(12/10/2020)

Utah
(10/4/2024)

Vermont
(12/17/2020)

Virginia
(3/7/2024)

Washington
(12/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/1/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/26/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2014

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Victoria E. De Oliveira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Elizabeth De Oliveira's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

FROST BROKERAGE SERVICES, INC.

FROST INVESTMENT SERVICES

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2015

Series 63

Date: 12/1/2014

SIE

Date: 1/26/2017

Series 7

Date: 11/21/2014

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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