MM
Marcus Mcgee
BANKERS LIFE SECURITIES
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 6411290
MM
Professional summary
Marcus Mcgee, who also goes by Marcus Devon Mcgee, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.
Marcus is registered as a RR (Registered Representative) and started their career in finance in 2016. Marcus has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Marcus Devon Mcgee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Marcus Mcgee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2024 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL 60601BD
CRD#: 173962
Chicago, IL
Past
April 25, 2024 - May 15, 2024
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
SPRINGFIELD, IL
Past
June 1, 2017 - October 7, 2018
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Chicago, IL
Past
May 26, 2016 - January 10, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/11/2024)
RR
Alaska(9/11/2024)
RR
Arizona(9/11/2024)
RR
Arkansas(9/11/2024)
RR
California(9/11/2024)
RR
Colorado(9/11/2024)
RR
Connecticut(9/11/2024)
RR
Delaware(9/11/2024)
RR
District of Columbia(9/11/2024)
RR
Florida(9/11/2024)
RR
Georgia(9/11/2024)
RR
Hawaii(9/11/2024)
RR
Idaho(9/11/2024)
RR
Illinois(9/11/2024)
RR
Indiana(9/11/2024)
RR
Iowa(9/11/2024)
RR
Kansas(9/11/2024)
RR
Kentucky(9/11/2024)
RR
Louisiana(9/11/2024)
RR
Maine(9/12/2024)
RR
Maryland(9/11/2024)
RR
Massachusetts(9/11/2024)
RR
Michigan(9/11/2024)
RR
Minnesota(9/11/2024)
RR
Mississippi(9/11/2024)
RR
Missouri(9/11/2024)
RR
Montana(9/11/2024)
RR
Nebraska(9/11/2024)
RR
Nevada(9/11/2024)
RR
New Hampshire(9/11/2024)
RR
New Jersey(9/11/2024)
RR
New Mexico(9/11/2024)
RR
New York(9/11/2024)
RR
North Carolina(9/11/2024)
RR
North Dakota(9/11/2024)
RR
Ohio(9/12/2024)
RR
Oklahoma(9/11/2024)
RR
Oregon(9/11/2024)
RR
Pennsylvania(9/11/2024)
RR
Puerto Rico(9/11/2024)
RR
Rhode Island(9/11/2024)
RR
South Carolina(9/11/2024)
RR
South Dakota(9/11/2024)
RR
Tennessee(9/11/2024)
RR
Texas(9/11/2024)
RR
Utah(9/11/2024)
RR
Vermont(9/11/2024)
RR
Virginia(9/11/2024)
RR
Washington(9/11/2024)
RR
West Virginia(9/11/2024)
RR
Wisconsin(9/11/2024)
RR
Wyoming(9/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE SECURITIES, INC.
BANKERS LIFE | BL SECURITIES, INC. | BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
303 E Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Phone number
(844) 553-9083
Established
Indiana since 07/31/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
