Vincent J. Kover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent James Kover, who also goes by VIncent James Kover, Vincent Kover, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2015. Vincent had worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2023 - February 9, 2024
JETT CAPITAL ADVISORS, LLC
April 19, 2021 - September 17, 2021
NEEDHAM & COMPANY, LLC
September 24, 2020 - November 1, 2022
NEEDHAM & COMPANY, LLC
July 17, 2018 - September 18, 2020
ALPHAMAX DISTRIBUTORS, L.L.C.
November 17, 2017 - June 22, 2018
UBS ASSET MANAGEMENT (AMERICAS) LLC
April 24, 2017 - June 22, 2018
UBS ASSET MANAGEMENT (US) INC.
July 31, 2015 - April 24, 2017
UBS FINANCIAL SERVICES INC.
July 6, 2015 - April 24, 2017
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JETT CAPITAL ADVISORS, LLC
CRD#: 169127 / SEC#: , 8-69353
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
