Rafael F. Gomez Gutierrez

VECTORGLOBAL IAG

Bogota D.C, 110221

Some features on this profile are disabled

CRD#: 6411269

Professional summary

Rafael Felipe Gomez Gutierrez, who also goes by Felipe Gomez, is a registered financial advisor currently at VECTORGLOBAL IAG, INC. and VECTORGLOBAL WMG located in Miami, Florida.

Rafael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Rafael has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Felipe Gomez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rafael Felipe Gomez Gutierrez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2024 - Present

VECTORGLOBAL IAG, INC.

Office #1: Calle 97 # 11b-17 Oficina 301, Bogota D.c 110221

RIA

CRD#: 147129

Bogota D.C,

Current

May 30, 2024 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

CRD#: 32396

Miami, FL

Past

October 17, 2023 - December 19, 2023

BANORTE SECURITIES INTERNATIONAL, LTD.

CRD#: 30648

Houston, TX

Past

September 23, 2022 - December 19, 2023

BANORTE ASSET MANAGEMENT, INC.

RIA

CRD#: 290555

Bogota,

Past

June 16, 2016 - June 16, 2021

VECTORGLOBAL WMG

CRD#: 32396

MIAMI, FL

Past

October 24, 2014 - June 15, 2016

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

CRD#: 17053

BOGOTA,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

RIA

Registered Investment Advisory firm - (3/17/2017 Approved)

Florida

Registered Investment Advisory firm - (5/10/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Iowa

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (11/7/2014 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/30/2024)

IAR

Florida
(6/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/3/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/25/2017

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 1/7/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

RIA

Registered Investment Advisory firm - (3/17/2017 Approved)

Florida

Registered Investment Advisory firm - (5/10/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2014 Failure to Renew)

Iowa

Registered Investment Advisory firm - (2/6/2018 Terminated)

New York

Registered Investment Advisory firm - (11/7/2014 Cancelled)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

Mailing Address

Phone number

(305) 350-3350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE 09-05-2025 (9/5/2025)

FORM ADV 2A BROCHURE 04-23-2025 (4/23/2025)

FORM ADV 2A BROCHURE 04-03-2025 (4/3/2025)

FORM ADV PART 2A BROCHURE - 03-04-2025 (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,833
AUM (Assets Under Management)	$ 1,692,879,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Hoefer

EDWARD JONES

IAR

Irmo, SC

Benjamin Stroh

PFS INVESTMENTS INC.

IAR

Skaneateles, NY

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rafael F. Gomez Gutierrez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rafael Felipe Gomez Gutierrez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VECTORGLOBAL WMG

BANORTE SECURITIES INTERNATIONAL, LTD.

BANORTE ASSET MANAGEMENT, INC.

VECTORGLOBAL WMG

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

Primary Firm SEC Registration

VECTORGLOBAL IAG, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2022

Series 7TO

Date: 10/3/2023

SIE

Date: 10/1/2018

Series 87

Date: 9/25/2017

Series 7

Date: 1/7/2016

Series 24

Date: 10/3/2023

FINRA

Current Firm

VECTORGLOBAL IAG, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VECTORGLOBAL IAG, INC.

TRUST BUT VERIFY

Similar Advisors