Janice K. Pierce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice K Pierce, CFP®, who also goes by Janice K Davis, Janice Davis, Janice Thomas, Janice K Thomas, Janice Thomas, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 2015. Janice had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
August 21, 2023 - May 22, 2025
SIMPLE FINANCIAL, LLC
July 30, 2019 - November 18, 2020
ACHIEVE FINANCIAL PARTNERS, LLC
April 10, 2018 - July 16, 2019
PINNACLE PORTFOLIO ADVISORS
January 5, 2018 - March 26, 2018
MORGAN STANLEY
December 18, 2017 - March 26, 2018
MORGAN STANLEY
July 7, 2016 - September 15, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 1, 2016 - September 15, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 16, 2015 - April 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2015 - April 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIMPLE FINANCIAL, LLC
CRD#: 321616 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
