ME
Martin J. Ercoline
CETERA INVESTMENT ADVISERS LLC
SCOTTSDALE, AZ 85260
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CRD#: 6411055
ME
Professional summary
Martin John Ercoline III, who also goes by Martin John Ercoline, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA WEALTH SERVICES, LLC located in Scottsdale, Arizona.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Martin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martin John Ercoline
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START: 6/2016 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 TITLE: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: ERCOLINE ENTERPRIZES PLLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START: 3/2020 TITLE: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 6 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL, ADVISORY AND BROKERAGE TYPE SERVICES. 3. NAME OF OTHER BUSINESS: ENTERPRIZE ESTATES ASVISORS INVESTMENT RELATED: NO ADDRESS: 1947 N 95TH PLACE MESA AZ NATURE OF BUSINESS: POST MORTEM ESTATE SERVICES START: 02/2022 TITLE: OWNER APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PROVIDE CLIENTS WITH POST MORTEM SERVICES FOCUSED ON LOCATING AND COMPILING ESTATE ASSETS STEMMING FROM THE DEATH OF THE INDIVIDUAL; 4. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START: 04/2022, TITLE: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: PORSCHE CLUB OF AMERICA - ARIZONA CHAPTER, INVESTMENT RELATED: NO, ADDRESS: 4288 S PONY RIDER TRAIL, GOLD CANYON, AZ, 85118, NATURE OF BUSINESS: SOCIAL CLUB, START: 02/2023, TITLE: TREASURER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: CO-MANAGES BANK & CD ACCOUNTS, PAYS INVOICES, PRESENTS FINANCIALS TO OFFICERS AT MONTHLY BOARD MEETING; 6. NAME OF OTHER BUSINESS: MOSAIC MEDITERRANEAN BISTRO LLC; INVESTMENT RELATED: NO; ADDRESS: 9539 E MCKELLIPS RD, MESA, AZ 85207; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START: 9/2023; TITLE: OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES; 7. NAME OF OTHER BUSINESS: MOSAIC REAL ESTATE HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: 9539 E MCKELLIPS RD, MESA, AZ 85207; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START: 9/2023; TITLE: OWNER/OPERATOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWN AND MAINTAIN THE REAL ESTATE; 8. NAME OF OTHER BUSINESS: ADVANCED WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START: 10/2024; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: ELEVATE FLOORING SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FLOORING COMPANY; START DATE: 2/2025; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: 6; DUTIES: OVERSEE AND MANAGE THE OPERATIONS OF THE BUSINESS; 10. NAME OF OTHER BUSINESS: GROUNDED NO MORE; INVESTMENT RELATED: NO; ADDRESS: 20326 E BRONCO DR, GILBERT, AZ 85142; NATURE OF BUSINESS: BOARD; START : 7/2025; TITLE: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECONCILE BANK ACCOUNT THROUGH PAPER STATEMENTS, PRESENT INVOICES TO THE BOARD THAT REQUIRE PAYMENT AND DEPOSITING; 11. NAME OF OTHER BUSINESS: ESTATE ADMINISTRATOR; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ESTATE ADMINISTRATOR; START: 8/2025; TITLE: ESTATE ADMINISTRATOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ESTATE ADMINISTRATOR FOR DECEASED INDIVIDUAL;
CRS (Client Relationship Summary) - RIA
Click below to view Martin John Ercoline III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9059 E Bahia Dr, Scottsdale, AZ 85260Office #2: 1206 E Warner Rd Ste 210, Gilbert, AZ 85296RIA
CRD#: 105644
SCOTTSDALE, AZ
Current
April 20, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7373 N Scottsdale Rd Ste A250, Scottsdale, AZ 85253Office #2: 1206 E Warner Rd Ste 210, Gilbert, AZ 85296BD
CRD#: 13572
SCOTTSDALE, AZ
Past
April 20, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 15, 2019 - April 20, 2022
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
SCOTTSDALE, AZ
Past
February 15, 2019 - April 20, 2022
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
SCOTTSDALE, AZ
Past
January 15, 2015 - February 21, 2019
EDWARD JONES
RIA
CRD#: 250
GILBERT, AZ
Past
December 16, 2014 - February 21, 2019
EDWARD JONES
BD
CRD#: 250
GILBERT, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/20/2022)
IAR
Arizona(6/29/2023)
RR
California(4/20/2022)
RR
Florida(4/21/2022)
RR
Georgia(4/20/2022)
RR
Illinois(4/20/2022)
RR
Michigan(5/30/2025)
RR
Missouri(4/20/2022)
RR
North Carolina(4/20/2022)
RR
Oregon(4/20/2022)
RR
South Carolina(3/11/2025)
RR
Texas(12/21/2022)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
