Karl R. Brier
Professional summary
Karl Robert Brier, who also goes by Karl Robert Brier, is a registered financial professional currently at CAMDEN FINANCIAL SERVICES located in Los Angeles, California.
Karl is registered as a RR (Registered Representative) and started their career in finance in 2015. Karl has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karl Robert Brier's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2024 - Present
CAMDEN FINANCIAL SERVICES
Office #1: 10990 Wilshire Boulevard Suite 1200, Los Angeles, CA 90024January 30, 2015 - July 24, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2025)
Exams
Series 79TO
Date: 12/4/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 11/4/2024
General Securities Representative ExaminationFINRA
Current Firm
CAMDEN FINANCIAL SERVICES
CRD#: 19925 / SEC#: , 8-37303
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UCCIFERRI, LOUIE | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO | 1156956 |
Red Flags
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